Arnold P. Vidaillet

LPL ENTERPRISE

Miami, FL 33126

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CRD#: 2630470

Professional summary

Arnold Pierre Vidaillet is a registered financial professional currently at LPL ENTERPRISE, LLC located in Miami, Florida.

Arnold is registered as a RR (Registered Representative) and started their career in finance in 1995. Arnold has worked at 15 firms and has passed the Series 66, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Arnold Pierre Vidaillet's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2025 - Present

LPL ENTERPRISE, LLC

Office #1: 800 Nw 62nd Ave Ste 120, Miami, FL 33126

RIA

CRD#: 8733

Miami, FL

Past

September 26, 2019 - October 12, 2020

SUPREME ALLIANCE LLC

CRD#: 45348

CHARLOTTE, NC

Past

April 9, 2016 - September 29, 2017

PACIFIC FINANCIAL ASSOCIATES, INC.

CRD#: 23772

PARKLAND, FL

Past

April 6, 2011 - February 27, 2015

ORION TRADING, LLC

CRD#: 43932

Miami, FL

Past

June 23, 2010 - December 9, 2010

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

MIAMI, FL

Past

May 28, 2010 - December 9, 2010

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

MIAMI, FL

Past

August 1, 2008 - December 21, 2009

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

MIAMI, FL

Past

August 1, 2008 - December 21, 2009

NATIONWIDE SECURITIES, LLC

CRD#: 11173

MIAMI, FL

Past

April 25, 2007 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

MIAMI, FL

Past

March 28, 2007 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

MIAMI, FL

Past

October 30, 2006 - March 1, 2007

TD AMERITRADE, INC.

RIA

CRD#: 7870

MIAMI, FL

Past

October 30, 2006 - March 1, 2007

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

MIAMI, FL

Past

July 26, 2006 - March 1, 2007

TD AMERITRADE, INC.

CRD#: 7870

MIAMI, FL

Past

May 2, 2006 - June 28, 2006

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

MIAMI, FL

Past

February 5, 2001 - April 18, 2006

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

September 29, 2000 - July 2, 2001

NORTHRIDGE CAPITAL CORPORATION

CRD#: 16467

MELVILLE, NY

Past

December 22, 1999 - September 28, 2000

FIRST EQUITY CORPORATION OF FLORIDA

CRD#: 9

MIAMI, FL

Past

September 3, 1997 - January 29, 1999

ORIENTAL FINANCIAL SERVICES LLC

CRD#: 29753

SAN JUAN, PR

Past

September 22, 1995 - January 3, 1996

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/24/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 3/24/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 9/29/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/9/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/21/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/24/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORRISON, STEVEN PHILIP	SECRETARY	4529345
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Arnold P. Vidaillet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Arnold Pierre Vidaillet's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUPREME ALLIANCE LLC

PACIFIC FINANCIAL ASSOCIATES, INC.

ORION TRADING, LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

NATIONWIDE SECURITIES, LLC

NATIONWIDE SECURITIES, LLC

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

CUNA BROKERAGE SERVICES, INC.

NATIONWIDE INVESTMENT SERVICES CORPORATION

NORTHRIDGE CAPITAL CORPORATION

FIRST EQUITY CORPORATION OF FLORIDA

ORIENTAL FINANCIAL SERVICES LLC

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

LPL ENTERPRISE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2006

Series 7TO

Date: 3/24/2024

Series 6TO

Date: 3/24/2024

SIE

Date: 9/29/2017

Series 7

Date: 3/9/2000

Series 6

Date: 9/21/1995

Series 24

Date: 3/24/2024

FINRA

Current Firm

LPL ENTERPRISE, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LPL ENTERPRISE, LLC

TRUST BUT VERIFY

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