James W. Mcgarvey
Professional summary
James William Mcgarvey, CFP®, who also goes by James William Mcgarvey, James W Mcgarvey, is a registered financial professional currently at INLAND SECURITIES CORPORATION located in Oak Brook, Illinois.
James is registered as a RR (Registered Representative) and started their career in finance in 1995. James has worked at 12 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James William Mcgarvey's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2020 - Present
INLAND SECURITIES CORPORATION
Office #1: 2901 Butterfield Road, Oak Brook, IL 60523August 28, 2014 - August 3, 2015
ANTHEM SECURITIES, INC.
September 18, 2012 - June 12, 2013
WELLS INVESTMENT SECURITIES,INC.
September 22, 2011 - September 24, 2012
HARRISDIRECT LLC
September 20, 2011 - September 24, 2012
E*TRADE SECURITIES LLC
August 18, 2010 - August 9, 2011
TD AMERITRADE, INC.
August 18, 2010 - August 9, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 18, 2010 - August 9, 2011
TD AMERITRADE, INC.
October 10, 2008 - August 4, 2010
PRINCIPAL SECURITIES, INC.
September 30, 2008 - August 4, 2010
PRINCIPAL SECURITIES, INC.
April 18, 2007 - September 16, 2008
WOODBURY FINANCIAL SERVICES, INC.
April 5, 2007 - September 16, 2008
WOODBURY FINANCIAL SERVICES, INC.
June 24, 2005 - April 13, 2007
STRATEGIC ADVISERS LLC
February 24, 1998 - April 13, 2007
FIDELITY BROKERAGE SERVICES LLC
July 24, 1995 - February 27, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 1/23/2020
General Securities Representative ExaminationFINRA
Current Firm
INLAND SECURITIES CORPORATION
CRD#: 15807 / SEC#: , 8-32775
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INLAND REAL ESTATE INVESTMENT CORPORATION | CORPORATION | |
| CHERESO, ANTHONY JOSEPH | DIRECTOR | 5289928 |
| HRTANEK, CATHLEEN MAY-ORBAN | DIRECTOR | 7886681 |
| KASPRZAK, DAVID EDWARD | PRINCIPAL, EXECUTIVE VICE PRESIDENT | 2651202 |
| LYNCH, CATHERINE LYNN | CHIEF FINANCIAL OFFICER & DIRECTOR | 2584621 |
| TUCEK, AMY CATHERINE | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 2021342 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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