Todd M. Coulombe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Matthew Coulombe, who also goes by Todd Matthew Coukmbe, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1999. Todd had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 25 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2007 - April 3, 2012
PACIFIC CREST SECURITIES LLC
November 30, 2005 - December 14, 2006
GUNNALLEN FINANCIAL, INC
December 18, 2001 - July 9, 2004
CORRESPONDENT SERVICES CORPORATION
October 18, 1999 - December 28, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 2/7/2004
Limited Representative-Equity Trader ExamSeries 25
Date: 3/12/2002
NYSE Trading Assistant ExaminationCurrent Firm
PACIFIC CREST SECURITIES LLC
CRD#: 6619 / SEC#: , 8-17885
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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