Marvin Kahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marvin Kahan was a registered financial professional .
Marvin is a previously registered financial professional and started their career in finance in 1969. Marvin had worked at 14 firms and has passed the Series 22, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 1988 - December 8, 1990
CORPORATE BENEFIT SECURITIES, INC.
October 13, 1987 - July 9, 1988
GETTINS FINANCIAL GROUP, INC.
July 17, 1985 - July 28, 1987
GETTINS FINANCIAL GROUP, INC.
December 17, 1980 - October 28, 1983
MORGAN SECURITIES, INC.
May 17, 1977 - April 11, 1983
HIMCO DISTRIBUTION SERVICES COMPANY
February 11, 1977 - January 15, 1981
FOOTHILL SECURITIES, INC.
January 14, 1976 - March 26, 1977
APEX FINANCIAL PLANNERS CORP.
February 5, 1975 - April 19, 1976
DAVE FRIES AND ASSOCIATES
July 29, 1974 - October 23, 1986
ILG SECURITIES CORPORATION
May 14, 1973 - January 30, 1975
HARRISON FINANCIAL CORPORATION
June 1, 1972 - June 14, 1973
OLD REPUBLIC EQUITY PLANS, INC.
March 1, 1972 - August 17, 1972
VANGUARD SECURITIES, INC.
March 5, 1971 - October 26, 1972
JAMES G. FREEMAN & ASSOCIATES, INC.
June 16, 1969 - April 22, 1971
CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY
April 16, 1969 - April 22, 1971
CAL-WESTERN SECURITIES CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/17/1969
Registered Representative ExaminationSeries 40
Date: 5/6/1976
Registered Principal ExaminationCurrent Firm
CORPORATE BENEFIT SECURITIES, INC.
CRD#: 13975 / SEC#: , 8-30100
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
