Ash Narayan
Professional summary
Ash Narayan was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ash is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Ash had worked at 1 firm, which includes RGT WEALTH ADVISORS.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2003 - March 16, 2016
RGT WEALTH ADVISORS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
RGT WEALTH ADVISORS
CRD#: 104953 / SEC#: 801-27090
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,575 |
| AUM (Assets Under Management) | $ 5,751,140,026 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2022 | ||
| 03/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
