Nathan John Ricks
CFP®Professional Summary
Nathan John Ricks, CFP®, who also goes by Nate Ricks, is a registered financial advisor currently at FINANCIAL FREEDOM FOR DENTISTS LLC located in Snoqualmie, Washington. Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Nathan has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Investment Management
- Retirement Planning
- Financial Planning
- Cashflow & Budgeting
- Education Funding
Specializations
Other Aliases
Nate Ricks
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
FINANCIAL FREEDOM FOR DENTISTS LLC
Contact Information
Main Address
34627 Se Swenson Dr. Suite 100, Snoqualmie, WA 98065Phone Number
(425) 888-1911# of Employees
3SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
448AUM (Assets Under Management)
$182,154,130Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
FINANCIAL FREEDOM FOR DENTISTS LLC
State Registrations and Notice Filings
(7/1/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Nathan John Ricks's CRS (Customer Relationship Summary).
Services Offered by Nathan
- Investment Management
- Retirement Planning
- Financial Planning
- Cashflow & Budgeting
- Education Funding
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