Joseph S. Hagler
Professional summary
Joseph Starkey Hagler, AIF®, who also goes by Joe Hagler, Joseph Hagler, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Orange, California and OSAIC WEALTH, INC. located in Orange, California.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 5 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 2 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Starkey Hagler's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2017 - Present
NWF ADVISORY SERVICES INC
Office #1: 461 S. Glassell St. Suite A, Orange, CA 92866October 25, 2017 - Present
OSAIC WEALTH, INC.
Office #1: 1420 E. Chapman Avenue, Orange, CA 92866October 25, 2017 - November 17, 2017
OSAIC WEALTH, INC.
January 1, 2004 - October 2, 2017
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - October 2, 2017
VOYA FINANCIAL ADVISORS, INC.
July 24, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
May 17, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
September 16, 1999 - October 30, 2001
INVESCO DISTRIBUTORS, INC.
Primary Firm SEC Registration
NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2018)
(6/18/2024)
(10/25/2017)
(10/27/2017)
(5/13/2021)
(10/25/2017)
(1/12/2022)
(9/23/2021)
(10/25/2017)
(7/28/2020)
(6/23/2020)
(7/30/2020)
(10/25/2017)
(12/3/2024)
(7/28/2020)
(1/3/2022)
(4/21/2020)
(2/6/2024)
(10/25/2017)
(10/25/2017)
(9/15/2021)
(7/10/2019)
Exams
Series 2
Date: 6/19/1995
Non-Member General Securities ExaminationFINRA
Current Firm
NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
Contact information
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Company Information
NWF ADVISORY SERVICES INC
Financial AdvisorCRD#: 110410Orange, CA 92866TRUST BUT VERIFY
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