Joseph S. Hagler
NWF ADVISORY SERVICES | Financial Advisor
Orange, CA 92866
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CRD#: 2630055
Professional summary
Joseph Starkey Hagler, AIF®, who also goes by Joe Hagler, Joseph Hagler, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Orange, California and OSAIC WEALTH, INC. located in Orange, California.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 5 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 2 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Hagler | Joseph Hagler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NWF ADVISORY SERVICES POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 60 START DATE: 10/25/2017 ADDRESS: 11835 West Olympic Blvd., Suite 1155 East, Los Angeles CA 90064, United States DESCRIPTION: I develop and implement financial plans covering accumulation and distribution strategies using 3rd party and advisor managed programs. Oversee retirement and 401k plans on behalf of plan sponsors. Provide participant education. Develop spending, investment& gift policies for non-profits. Develop and implement investment programs for non-profit clients using 3rd party money managers and advisor managed programs. Develop cash management programs for individual and business clients. 2) HAGLER FINANCIAL SERVICES POSITION: President NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 10 START DATE: 04/01/2008 ADDRESS: 1420 E Chapman Ave, Orange CA 92866, United States DESCRIPTION: Financial Advisor 3) INSURANCE POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2005 ADDRESS: 1420 E Chapman Ave, Orange CA 92866, United States DESCRIPTION: Insurance agent 4) CAP-LURES WEST POSITION: Regional Representative NATURE: Sole Proprietorship. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2023 ADDRESS: 1420 E Chapman Ave, Orange CA 92866, United States DESCRIPTION: To represent CAP-Lures within the western region. CAP - Lures are the name of the product I will be representing. This is a patented fresh water fishing lure. There is a standard lure and a 360 version. Company, sport teams, and wildlife images are reflected on the lures. While I do not promote the products on a website, the company, CAP-Lures, does have a website for the products. The website address is:https://caplures.com 5) ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Professional NATURE: Artisan Capital Partners is a DBA under / powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/13/2025 ADDRESS: 1420 E Chapman Ave, Orange CA 92866, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan Capital Partners in addition to Hagler Financial Services
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Starkey Hagler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 27, 2017 - Present
NWF ADVISORY SERVICES INC
Office #1: 461 S. Glassell St. Suite A, Orange, CA 92866RIA
CRD#: 110410
Orange, CA
Current
October 25, 2017 - Present
OSAIC WEALTH, INC.
Office #1: 1420 E. Chapman Avenue, Orange, CA 92866RIA
BD
CRD#: 23131
Orange, CA
Past
October 25, 2017 - November 17, 2017
OSAIC WEALTH, INC.
RIA
CRD#: 23131
ORANGE, CA
Past
January 1, 2004 - October 2, 2017
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
SAN DIEGO, CA
Past
January 1, 2004 - October 2, 2017
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
SAN DIEGO, CA
Past
July 24, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
RIA
CRD#: 1703
ORANGE, CA
Past
May 17, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
September 16, 1999 - October 30, 2001
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/2/2018)
RR
Arkansas(6/18/2024)
RR
California(10/25/2017)
IAR
California(10/27/2017)
RR
Colorado(5/13/2021)
RR
Connecticut(10/25/2017)
RR
Florida(1/12/2022)
RR
Georgia(9/23/2021)
RR
Idaho(10/25/2017)
RR
Maryland(7/28/2020)
RR
Missouri(6/23/2020)
RR
Montana(7/30/2020)
RR
Nevada(10/25/2017)
RR
New Mexico(12/3/2024)
RR
New York(7/28/2020)
RR
North Carolina(1/3/2022)
RR
Ohio(4/21/2020)
RR
Oregon(2/6/2024)
RR
Texas(10/25/2017)
RR
Utah(10/25/2017)
RR
Virginia(9/15/2021)
RR
Washington(7/10/2019)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 6/19/1995
Non-Member General Securities ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Company Information
NWF ADVISORY SERVICES INC
Financial AdvisorCRD#: 110410Orange, CA 92866TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
