Debora A. Bennett

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CRD#: 2630054

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Debora Ames Bennett, who also goes by Debbi/deb Bennett, Debora A Bennett, Debbi/deb Bush, Debora Ames Bush, Debora B Swinehart, was a registered financial professional .

Debora is a previously registered financial professional and started their career in finance in 1999. Debora had worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Debbi/deb Bennett | Debora A Bennett | Debbi/deb Bush | Debora Ames Bush | Debora B Swinehart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 14, 2002 - October 2, 2006

OLIVE OXFORD OFFICE LLC

RIA

CRD#: 108018

CARMEL, IN

Past

February 1, 1999 - January 6, 2022

OXFORD FINANCIAL GROUP, LTD

RIA

CRD#: 105303

CARMEL, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/1995

Uniform Investment Adviser Law Examination

Current firm

No current employment

Red Flags

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