Cornelius A. Jackson

CCA CAPITAL LLC

Boston, MA 02108

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CRD#: 2629990

Professional summary

Cornelius Anthony Jackson is a registered financial professional currently at CCA CAPITAL LLC located in Boston, Massachusetts.

Cornelius is registered as a RR (Registered Representative) and started their career in finance in 1995. Cornelius has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cornelius Anthony Jackson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2013 - Present

CCA CAPITAL LLC

Office #1: One Boston Place 201 Washington Street Suite 3825, Boston, MA, 02108

CRD#: 154837

Boston, MA

Past

August 25, 1997 - December 15, 1999

THE TRANSPORTATION GROUP (SECURITIES) LIMITED

CRD#: 24329

NEW YORK, NY

Past

August 3, 1995 - December 7, 1995

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/7/2013)

California
(10/7/2013)

Connecticut
(9/3/2013)

Delaware
(10/7/2013)

Georgia
(10/7/2013)

Illinois
(9/4/2013)

Iowa
(10/7/2013)

Kansas
(12/2/2015)

Maryland
(8/31/2013)

Massachusetts
(10/7/2013)

Minnesota
(5/13/2015)

Missouri
(9/3/2013)

Nebraska
(10/7/2013)

Nevada
(6/10/2015)

New Jersey
(8/31/2013)

New York
(10/7/2013)

North Carolina
(10/8/2013)

Ohio
(9/3/2013)

Oklahoma
(12/5/2014)

Pennsylvania
(10/7/2013)

South Dakota
(5/13/2015)

Texas
(10/7/2013)

Virginia
(10/7/2013)

Wisconsin
(10/7/2013)

Exams

State Security Law Exam

Series 63

Date: 10/5/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/30/2013

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 8/2/1995

Municipal Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CCA CAPITAL LLC

CCA CAPITAL LLC | CPGLB CAPITAL LLC

CRD#: 154837 / SEC#: , 8-68676

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Boston Place 201 Washington St., Suite 3825, Boston, MA, 02108

Mailing Address

One Boston Place 201 Washington St., Suite 3825, Boston, MA, 02108

Phone number

(617) 570-2300

Established

Delaware since 06/25/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CCA GROUP, LLC	SOLE MEMBER
PASQUALINI, MARTIN J	PRINCIPAL/DIRECTOR / VP
STAHLE, JAMES RICHARD	CEO / CCO / DIR./PRINCIPAL
WILSON, ROBERT (NMN)	CHIEF FINANCIAL OFFICER/FINOP	6465354

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cornelius A. Jackson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cornelius Anthony Jackson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CCA CAPITAL LLC

THE TRANSPORTATION GROUP (SECURITIES) LIMITED

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/5/2013

SIE

Date: 10/1/2018

Series 7

Date: 8/30/2013

Series 52

Date: 8/2/1995

FINRA

Current Firm

CCA CAPITAL LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CCA CAPITAL LLC

TRUST BUT VERIFY

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