Jason A. Spotts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Allen Spotts was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1995. Jason had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 52, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2006 - July 27, 2007
COUNTRY TRUST BANK
July 22, 2003 - January 9, 2014
COUNTRY CAPITAL MANAGEMENT COMPANY
March 10, 2003 - April 24, 2003
CHOREO, LLC
July 11, 1995 - April 23, 2003
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
