DL
David A. Lauver
BESSEMER INVESTOR SERVICES
WEST PALM BEACH, FL 33401
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CRD#: 2629841
DL
Professional summary
David Alan Lauver is a registered financial professional currently at BESSEMER INVESTOR SERVICES, INC. located in West Palm Beach, Florida.
David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Alan Lauver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 19, 2001 - Present
BESSEMER INVESTOR SERVICES, INC.
Office #1: 180 Lakeview Avenue Suite 1400, West Palm Beach, FL 33401BD
CRD#: 17442
WEST PALM BEACH, FL
Past
January 1, 1996 - July 16, 1998
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/13/2011)
RR
California(3/2/2011)
RR
Colorado(2/6/2008)
RR
Connecticut(1/16/2002)
RR
Delaware(2/6/2008)
RR
District of Columbia(5/13/2011)
RR
Florida(9/20/2001)
RR
Georgia(2/23/2010)
RR
Iowa(2/6/2008)
RR
Kansas(2/6/2008)
RR
Kentucky(10/24/2024)
RR
Maryland(3/2/2011)
RR
Massachusetts(2/6/2008)
RR
Michigan(2/6/2008)
RR
New Jersey(5/13/2011)
RR
New York(1/16/2002)
RR
North Carolina(12/21/2020)
RR
Ohio(2/7/2008)
RR
Oregon(2/6/2008)
RR
Pennsylvania(1/16/2002)
RR
Rhode Island(5/13/2011)
RR
South Carolina(2/6/2008)
RR
Texas(3/2/2011)
RR
Utah(3/2/2011)
RR
Vermont(3/2/2011)
RR
Virginia(2/6/2008)
RR
Washington(2/11/2008)
RR
Wisconsin(2/6/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BESSEMER INVESTOR SERVICES, INC.
BESSEMER INVESTOR SERVICES, INC.
CRD#: 17442 / SEC#: , 8-35199
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1271 Avenue Of The Americas 46 Floor, New York, NY 10020
Mailing Address
1271 Avenue Of The Americas 46 Floor, New York, NY 10020
Phone number
(212) 708-9100
Established
Delaware since 04/07/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BESSEMER TRUST COMPANY, N.A. | SHAREHOLDER | |
| BOYLE, PATRICK SIDNEY | SENIOR VICE PRESIDENT | 2472066 |
| GLOWACKI, JEFF JOSEPH | DIRECTOR/SENIOR VICE PRESIDENT | 2942946 |
| GUPTA, RITU | CHIEF COMPLIANCE OFFICER/ASSISTANT SECRETARY | 5059699 |
| MARQUEZ, MICHAEL ALLEN | DIRECTOR/PRESIDENT | 4413060 |
| MCBRIDE, TIMOTHY SEAN | SENIOR VICE PRESIDENT | 2554176 |
| PEDROSO, ARTURO GUSTAVO | SENIOR VICE PRESIDENT | 5161708 |
| SCHLUSSELBERG, BRIAN SCOTT | SENIOR VICE PRESIDENT | 4716582 |
| SLOAN, BENJAMIN PERRY | SENIOR VICE PRESIDENT | 4243057 |
| SYMINGTON, JANE REILLY | SENIOR VICE PRESIDENT | 2520317 |
| TRIMARCO MIRANDO, DIANA | ASSISTANT TREASURER/ASSISTANT FINANCIAL & OPERATIONS PRINCIPAL | 5714209 |
| YAWORSKY, GEORGE M. | TREASURER/FINANCIAL & OPERATIONS PRINCIPAL | 6425195 |
Red Flags
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