John M. Lombardo
Professional summary
John Matthew Lombardo, who also goes by John M Lombardo, John Lombardo, is a registered financial advisor currently at RIVAL CAPITAL MANAGEMENT, LLC located in Southlake, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 11 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 53, Series 10, Series 4, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Matthew Lombardo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2024 - Present
RIVAL CAPITAL MANAGEMENT, LLC
April 19, 2010 - January 30, 2012
MIZUHO SECURITIES USA LLC
November 20, 2009 - April 13, 2010
GENESIS SECURITIES, LLC
July 22, 2008 - November 2, 2009
THE BENCHMARK COMPANY, LLC
July 11, 2005 - January 9, 2008
MORGAN JOSEPH TRIARTISAN LLC
December 10, 2003 - July 12, 2005
INDEPENDENT RESEARCH GROUP LLC
September 3, 2003 - December 11, 2003
CITIGROUP GLOBAL MARKETS INC.
December 3, 2001 - July 29, 2002
HAPOALIM SECURITIES USA, INC.
November 3, 1999 - July 2, 2001
BULL & BEAR SECURITIES, INC.
August 27, 1998 - November 10, 1999
UBS FINANCIAL SERVICES INC.
October 31, 1997 - August 7, 1998
WIT CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/17/2024)
(3/8/2025)
Exams
Series 55
Date: 3/30/2000
Limited Representative-Equity Trader ExamCurrent Firm
RIVAL CAPITAL MANAGEMENT, LLC
CRD#: 332898 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 2,700,000 |
Red Flags
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