Osman Arain

EVANSBROOK CAPITAL MANAGEMENT

Bolingbrook, IL

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CRD#: 2629717

Professional summary

Osman Arain is a registered financial advisor currently at EVANSBROOK CAPITAL MANAGEMENT located in Bolingbrook, Illinois.

Osman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Osman has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Osman Arain's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2023 - Present

EVANSBROOK CAPITAL MANAGEMENT

RIA

CRD#: 327916

Bolingbrook, IL

Past

July 28, 2017 - October 3, 2023

ROMANO BROTHERS AND COMPANY

RIA

CRD#: 3215

EVANSTON, IL

Past

July 27, 2017 - October 3, 2023

ROMANO BROTHERS AND COMPANY

CRD#: 3215

EVANSTON, IL

Past

June 15, 2011 - February 15, 2012

BEACON GLOBAL ASSET MANAGEMENT

RIA

CRD#: 106862

MORRISTOWN, NJ

Past

August 19, 2005 - November 1, 2005

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVANSBROOK CAPITAL MANAGEMENT

EVANSBROOK CAPITAL MANAGEMENT | EVANSBROOK LLC

CRD#: 327916 / SEC#: 801-128734

RIA

Registered Investment Advisory firm - (9/19/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/2/2023)

IAR

Colorado
(3/6/2025)

IAR

Illinois
(10/2/2023)

IAR

Minnesota
(10/2/2023)

IAR

New Hampshire
(10/2/2023)

IAR

Texas
(10/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/7/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/8/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/2017

General Securities Representative Examination

Current Firm

EVANSBROOK CAPITAL MANAGEMENT

EVANSBROOK CAPITAL MANAGEMENT | EVANSBROOK LLC

CRD#: 327916 / SEC#: 801-128734

RIA

Registered Investment Advisory firm - (9/19/2023 Approved)

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Contact information

Main Address

Bolingbrook, IL

Mailing Address

Phone number

(917) 406-9128

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVANSBROOK ADV 2A & 2B (3/6/2025)

Regulatory assets under management

Total Number of Accounts	146
AUM (Assets Under Management)	$ 184,586,179

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Osman Arain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Osman Arain's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROMANO BROTHERS AND COMPANY

ROMANO BROTHERS AND COMPANY

BEACON GLOBAL ASSET MANAGEMENT

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

EVANSBROOK CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 8/7/2017

Series 65

Date: 2/8/2006

SIE

Date: 10/1/2018

Series 7

Date: 7/27/2017

Current Firm

EVANSBROOK CAPITAL MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVANSBROOK CAPITAL MANAGEMENT

TRUST BUT VERIFY

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