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ID

Ian L. D'costa Correia

SYNERGY CAPITAL I
New York, NY 10036
Some features on this profile are disabled
CRD#: 2629576
ID

Professional summary

Ian Leo D'costa Correia, who also goes by Ian L Dcosta, Ian Leo Dcostacorreia, is a registered financial professional currently at SYNERGY CAPITAL I, LLC located in New York, New York.

Ian is registered as a RR (Registered Representative) and started their career in finance in 1995. Ian has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ian L Dcosta | Ian Leo Dcostacorreia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ian Leo D'costa Correia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 24, 2015 - Present

SYNERGY CAPITAL I, LLC

Office #1: 1120 Avenue Of The Americas 4th Floor, New York, NY 10036
BD
CRD#: 47965
New York, NY
Past

January 6, 2015 - December 22, 2015

V2V SECURITIES LLC

BD
CRD#: 131849
NEW YORK, NY
Past

August 13, 2012 - December 31, 2014

BEDMINSTER FINANCIAL GROUP, LIMITED

BD
CRD#: 39916
HOLICONG, PA
Past

November 28, 1998 - November 2, 2001

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

August 10, 1995 - February 17, 1998

JPMSI

BD
CRD#: 15733
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/25/2016)
RR
Colorado
(1/11/2016)
RR
Connecticut
(1/5/2016)
RR
Florida
(1/22/2016)
RR
New Jersey
(2/22/2016)
RR
New York
(12/24/2015)
RR
Texas
(3/1/2016)
RR
Virginia
(12/24/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 8/3/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/10/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SYNERGY CAPITAL I, LLC
SYNERGY CAPITAL I, LLC | SYNERGY CAPITAL, INC.

CRD#: 47965 / SEC#: , 8-51971

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Fulton Street, New York, NY 10038
Mailing Address
40 Fulton Street 23rd Floor, New York, NY 10038
Phone number
(212) 385-0537
Established
Delaware since 10/26/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CSG III, LLCPARENT
BERMAN, STEPHEN JEFFREYPRESIDENT,CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER1301872
GEORGE, KENNETH RONALDCFO, PRINCIPAL FINANCIAL OFFICER AND OPERATIONS OFFICER2643369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SYNERGY CAPITAL I, LLC

CRD#: 47965New York, NY 10036

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