DV
Dharmesh Vora
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CRD#: 2629494
DV
Professional summary
Dharmesh Vora was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dharmesh is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Dharmesh had worked at 6 firms, which includes VORA WEALTH MANAGEMENT PLLC, GLOBAL FINANCIAL PRIVATE CAPITAL INC., TRIVELLONI ASSET MANAGEMENT, KALOS CAPITAL INC., CROWN CAPITAL SECURITIES L.P., MML INVESTORS SERVICES LLC.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Dharmesh Virendra Vora
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- Mountain Ranch Road, LLC; Limited Member; 02/2019 - Present; Not investment-related; Real Estate and Rental and Leasing; 05 hours per month; 00 hours devoted during securities trading hours. - Doster Road, LLC; Limited Member; 02/2019 - Present; Not investment-related; Real Estate and Rental and Leasing; 05 hours per month; 00 hours devoted during securities trading hours. - 4th Win, LLC; Limited Member; 02/2019 - Present; Not investment-related; Real Estate and Rental and Leasing; 05 hours per month; 00 hours devoted during securities trading hours. - Gandalff, LLC ; Limited Member; 02/2019 - Present; Not investment-related; Real Estate and Rental and Leasing; 05 hours per month; 00 hours devoted during securities trading hours. - Keller Lane, LLC ; Limited Member; 02/2019 - Present; Not investment-related; Real Estate and Rental and Leasing; 05 hours per month; 00 hours devoted during securities trading hours. - Runion Casa, LLC ;Limited Member; 02/2019 - Present; Not investment-related; Real Estate and Rental and Leasing; 05 hours per month; 00 hours devoted during securities trading hours. - Exec Rides AZ, LLC; Limited Member; 11/2022 - Present; Not investment-related; 05 hours per month; 00 hours devoted during securities trading hours; executive car service company. - KFLG, LLC; Limited Member; 09/2022 - Present; Not investment-related; 05 hours per month; 00 hours devoted during securities trading hours; passenger aircraft rental company. - 822 Investments, LLC; Limited Member; 02/2019 - Present; Not investment-related; Real Estate and Rental and Leasing; 05 hours per month; 00 hours devoted during securities trading hours. - Zoom Leasing, LLC; Limited Member; 01/2019 - Present; Not investment-related; aircraft leasing company; 00 hours per month; 00 hours devoted during securities trading hours. - Vora 1660 UH, LLC; Limited Member; 12/2018 - Present; Not investment-related; Real Estate and Rental and Leasing Lessors of Residential Buildings and Dwellings; 05 hours per month; 00 hours devoted during securities trading hours. - Om Shanti Om; Limited Member; 03/2017 - Present; Not investment-related; bed and breakfast-inns industry; 00 Hours devoted per month; 00 hours devoted during securities trading hours; Business is managed by a third party and Mr. Vora is only an indirect owner of this business through Vora Holdings, LLC. - 824 N. Beaver, LLC; Member, 07/2016 - Present; Not investment-related; residential rental property; 00 hours per month; 00 hours devoted during securities trading hours; Passive income that Mr. Vora has no other involvement. - Vora Holdings, LLC; Limited Member; 06/2014 - Present; Not investment-related; 05 hours per month; 00 hours devoted during securities trading hours; holding company. - Om Laxmi Inc.; President; 06/2014 - Present Investment-related; 05 hours per month; 00 hours devoted during securities trading hours; Managing Member of Vora Holdings, LLC. - Vora 1785, LLC; Limited Member; 07/2012 - Present Not investment-related; office space; 00 hours per month; 00 hours devoted during securities trading hours. - Vora Investment Properties, LLC; Limited Member; 05/2007 - Present; Not investment-related; 10 hours per month; 00 hours devoted during securities trading hours; property management company. - Vora Financial Group, PLLC; Limited Member; 04/2003 - Present; Investment-related; General Insurance Agency; 10 hours per month; 10 hours devoted during securities trading; soliciting insurance products.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
April 4, 2011 - December 31, 2024
VORA WEALTH MANAGEMENT, PLLC
RIA
CRD#: 153559
FLAGSTAFF, AZ
Past
August 16, 2010 - February 9, 2012
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
FLAGSTAFF, AZ
Past
October 23, 2009 - August 29, 2011
TRIVELLONI ASSET MANAGEMENT
RIA
CRD#: 149379
MOUNT CLEMENS, MI
Past
June 30, 2008 - October 1, 2009
KALOS CAPITAL, INC.
BD
CRD#: 44337
FLAGSTAFF, AZ
Past
May 4, 2007 - April 14, 2008
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
FLAGSTAFF, AZ
Past
July 17, 1995 - May 15, 2007
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
FLAGSTAFF, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VORA WEALTH MANAGEMENT, PLLC
VORA WEALTH MANAGEMENT, PLLC
CRD#: 153559 / SEC#: 801-122599
RIA
Registered Investment Advisory firm - (10/29/2021 Approved)North Carolina
Registered Investment Advisory firm - (4/27/2023 Terminated)Texas
Registered Investment Advisory firm - (12/31/2024 Failure to Renew)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
VW
VORA WEALTH MANAGEMENT, PLLC
VORA WEALTH MANAGEMENT, PLLC
CRD#: 153559 / SEC#: 801-122599
RIA
Registered Investment Advisory firm - (10/29/2021 Approved)North Carolina
Registered Investment Advisory firm - (4/27/2023 Terminated)Texas
Registered Investment Advisory firm - (12/31/2024 Failure to Renew)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2500 S. Woodlands Village Boulevard Suite 3, Flagstaff, AZ 86001
Mailing Address
2700 S. Woodlands Village Boulevard Suite 300-367, Flagstaff, AZ 86001
Phone number
(928) 526-8672
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,065 |
| AUM (Assets Under Management) | $ 74,797,158 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
