Michael F. Dobbs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Francis Dobbs, who also goes by Michael F Dobbs, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 14 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2002 - November 7, 2002
GIT SECURITIES CORPORATION
December 21, 2001 - May 1, 2002
EKN FINANCIAL SERVICES INC.
November 28, 2001 - December 21, 2001
EHRENKRANTZ KING NUSSBAUM
July 25, 2001 - December 4, 2001
KSH INVESTMENT GROUP, INC.
March 8, 2001 - August 10, 2001
SALOMON GREY FINANCIAL CORPORATION
January 10, 2001 - February 21, 2001
HARRISON SECURITIES, INC.
January 2, 2001 - January 3, 2001
GLENN MICHAEL FINANCIAL, INC.
October 11, 2000 - December 7, 2000
VALLEY FORGE SECURITIES, INC .
October 3, 2000 - October 6, 2000
SALOMON GREY FINANCIAL CORPORATION
September 14, 1998 - September 27, 2000
ROYAL HUTTON SECURITIES CORP.
August 12, 1998 - August 13, 1998
JWGENESIS SECURITIES, INC.
November 21, 1997 - August 5, 1998
TARPON SCURRY INVESTMENTS, INC.
March 6, 1997 - October 20, 1997
DUNWOODY BROKERAGE SERVICES, INC.
September 19, 1996 - February 19, 1997
THE BOSTON GROUP
December 7, 1995 - August 14, 1996
FIRST CAMBRIDGE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GIT SECURITIES CORPORATION
CRD#: 103735 / SEC#: , 8-52217
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
