Lawrence A. Kades
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Alan Kades, who also goes by Larry Kades, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1974. Lawrence had worked at 11 firms and has passed the Series 65, Series 63, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2001 - December 31, 2004
PAN-AMERICAN FINANCIAL ADVISERS
May 6, 1996 - March 15, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 15, 1993 - September 7, 1999
VOYA FINANCIAL PARTNERS, LLC
January 7, 1993 - December 16, 2001
AMERICAN CAPITAL CORPORATION
May 3, 1991 - May 20, 2015
KADES FINANCIAL INC
January 3, 1989 - April 18, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 16, 1987 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
June 13, 1985 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
May 22, 1985 - October 22, 1987
MARKET PLANNERS, INC.
November 17, 1983 - December 31, 1992
PEB FINANCIAL GROUP, INC.
May 2, 1978 - October 14, 1988
HIMCO DISTRIBUTION SERVICES COMPANY
August 26, 1976 - May 13, 1981
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 9, 1974 - July 17, 1989
ILG SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/30/1974
Registered Representative ExaminationCurrent Firm
PAN-AMERICAN FINANCIAL ADVISERS
CRD#: 15578 / SEC#: , 8-32639
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAN-AMERICAN LIFE INSURANCE COMPANY | SHAREHOLDER | |
| LAGRONE, DANIEL EVERETT | GENERAL COUNSEL, SECRETARY OF CORPORATION, CHIEF COMPLIANCE OFFICER | 2789525 |
| LEGNON, JR., EDWIN K | FINOP, TREASUER, DIRECTOR | 4092877 |
| MCGUNAGLE, GEORGE FRANCIS | CHAIRMAN OF THE BOARD | 3233721 |
| SCHORR, RACHAEL DELLACCIO | PRESIDENT, CROP, SROP, DIRECTOR | 2128016 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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