Gregory L. Piccininno

LARRAINVIAL SECURITIES US LLC

New York, NY 10017

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CRD#: 2629311

Professional summary

Gregory Louis Piccininno, who also goes by Greg Piccininno, is a registered financial professional currently at LARRAINVIAL SECURITIES US LLC located in New York, New York.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1996. Gregory has worked at 6 firms and has passed the Series 63, Series 3, Series 7TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Greg Piccininno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Louis Piccininno's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2025 - Present

LARRAINVIAL SECURITIES US LLC

Office #1: 400 Madison Avenue Suite 5c, New York, NY 10017

CRD#: 152424

New York, NY

Past

September 20, 2021 - June 16, 2023

EARLYBIRDCAPITAL, INC.

CRD#: 28629

NY, NY

Past

August 16, 2012 - August 20, 2018

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 20, 2004 - August 24, 2012

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

September 18, 1998 - April 19, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 27, 1996 - May 18, 1998

SANTANDER INVESTMENT SECURITIES INC.

CRD#: 37216

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/13/2025)

Alaska
(5/15/2025)

Arizona
(5/14/2025)

Arkansas
(5/20/2025)

California
(5/13/2025)

Colorado
(5/15/2025)

Connecticut
(5/13/2025)

Delaware
(5/14/2025)

District of Columbia
(5/15/2025)

Florida
(5/13/2025)

Georgia
(5/14/2025)

Hawaii
(5/14/2025)

Idaho
(5/19/2025)

Illinois
(5/13/2025)

Indiana
(5/22/2025)

Iowa
(5/19/2025)

Kansas
(5/14/2025)

Kentucky
(5/13/2025)

Louisiana
(5/13/2025)

Maine
(5/15/2025)

Maryland
(5/15/2025)

Massachusetts
(5/14/2025)

Michigan
(5/13/2025)

Minnesota
(5/13/2025)

Mississippi
(5/13/2025)

Missouri
(5/13/2025)

Montana
(5/13/2025)

Nebraska
(5/13/2025)

Nevada
(5/13/2025)

New Hampshire
(5/16/2025)

New Jersey
(5/13/2025)

New Mexico
(5/14/2025)

New York
(5/13/2025)

North Carolina
(5/14/2025)

North Dakota
(5/19/2025)

Ohio
(5/13/2025)

Oklahoma
(5/13/2025)

Oregon
(5/18/2025)

Pennsylvania
(5/15/2025)

Puerto Rico
(6/2/2025)

Rhode Island
(5/14/2025)

South Carolina
(5/13/2025)

South Dakota
(5/13/2025)

Tennessee
(5/14/2025)

Texas
(5/13/2025)

Utah
(5/13/2025)

Vermont
(5/14/2025)

Virginia
(5/14/2025)

Washington
(5/15/2025)

West Virginia
(5/19/2025)

Wisconsin
(5/13/2025)

Wyoming
(5/14/2025)

Exams

State Security Law Exam

Series 63

Date: 9/29/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/27/2025

National Commodity Futures Examination

General Industry/Product Exam

Series 7TO

Date: 9/20/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/29/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/21/2016

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 6/13/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/13/2001

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

LARRAINVIAL SECURITIES US LLC

CRD#: 152424 / SEC#: , 8-68452

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

El Bosque Norte 0177, Las Condes Santiago 7550100

Mailing Address

400 Madison Avenue Suite 5c, New York, NY 10017

Phone number

562 2339-8562

Established

Delaware since 11/02/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
LARRAIN VIAL SPA	MANAGING MEMBER
CHIN, PHYLLIS NYUK FAH	FINOP	6250921
LARRAIN, CLAUDIO PATRICIO	CEO	5742665
MATTIELLI, LOUIS DOMENIC	CHIEF COMPLIANCE OFFICER	1074096
SKINNER, LUIS FRANCISCO	CO-CCO	5742669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory L. Piccininno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Louis Piccininno's CRS (Customer Relationship Summary).

Certified licenses

Experience

EARLYBIRDCAPITAL, INC.

CITIGROUP GLOBAL MARKETS INC.

CREDIT SUISSE SECURITIES (USA) LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SANTANDER INVESTMENT SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/29/2021

Series 3

Date: 5/27/2025

Series 7TO

Date: 9/20/2021

SIE

Date: 8/20/2018

Series 7

Date: 6/29/1995

Series 24

Date: 1/21/2016

Series 10

Date: 6/13/2001

Series 9

Date: 6/13/2001

FINRA

Current Firm

LARRAINVIAL SECURITIES US LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LARRAINVIAL SECURITIES US LLC

TRUST BUT VERIFY

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