Christopher H. Meade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Hilary Meade, who also goes by Chris Meade, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1995. Christopher had worked at 15 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2023 - April 2, 2026
BLUE OCEAN ATS
March 4, 2014 - December 8, 2022
CODA MARKETS, INC.
June 28, 2012 - December 31, 2013
SUNGARD INSTITUTIONAL BROKERAGE INC.
September 30, 2011 - February 13, 2014
FIS BROKERAGE & SECURITIES SERVICES LLC
September 8, 2011 - January 3, 2012
FOX RIVER EXECUTION TECHNOLOGY, LLC
February 4, 2008 - August 22, 2011
GETCO EXECUTION SERVICES LLC
September 7, 2006 - August 22, 2011
OCTEG, LLC
March 7, 2006 - August 22, 2011
GETCO SECURITIES, LLC
January 25, 2006 - August 29, 2006
ARCHIPELAGO SECURITIES L.L.C.
November 16, 2005 - March 2, 2006
OES BROKERAGE SERVICES, LLC
July 13, 2005 - August 29, 2006
ARCHIPELAGO TRADING SERVICES, INC.
April 15, 2005 - March 7, 2006
WAVE SECURITIES, LLC
March 5, 1999 - March 18, 2005
NORTHERN TRUST SECURITIES, INC.
February 11, 1996 - January 26, 1999
WINGSPAN INVESTMENT SERVICES
July 28, 1995 - December 14, 1995
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/27/2006
Limited Representative-Equity Trader ExamCurrent Firm
BLUE OCEAN ATS
CRD#: 306512 / SEC#: , 8-70452
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLUE OCEAN TECHNOLOGIES, LLC | MANAGING MEMBER | |
| BEATON, DANIEL STEWART | REGISTERED FINANCIAL PRINCIPAL | 4240769 |
| HYNDMAN, BRIAN KEITH | PRESIDENT & CEO | 2281837 |
| VIRGILIO, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 1464899 |
| WILLOCK, JOHN ANTON | CHIEF REVENUE OFFICER | 8080737 |
| WISHIK, EDWARD | CHIEF FINANCIAL OFFICER | 2264777 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
