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CM

Christopher H. Meade

REGIMENT SECURITIES, LLC.
CHICAGO, IL 60611
Some features on this profile are disabled
CRD#: 2629159
CM
Christopher Hilary MeadeREGIMENT SECURITIES, LLC.

Professional summary

Christopher Hilary Meade, who also goes by Chris Meade, is a registered financial professional currently at REGIMENT SECURITIES, LLC. located in Chicago, Illinois.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 16 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.

Aliases

Chris Meade

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Hilary Meade's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 11, 2026 - Present

REGIMENT SECURITIES, LLC.

Office #1: 420 N. Wabash Avenue, Chicago, IL 60611
BD
CRD#: 311302
CHICAGO, IL
Past

October 5, 2023 - April 2, 2026

BLUE OCEAN ATS

BD
CRD#: 306512
WEST PALM BEACH, FL
Past

March 4, 2014 - December 8, 2022

CODA MARKETS, INC.

BD
CRD#: 36187
WILMETTE, IL
Past

June 28, 2012 - December 31, 2013

SUNGARD INSTITUTIONAL BROKERAGE INC.

BD
CRD#: 8509
GENEVA, IL
Past

September 30, 2011 - February 13, 2014

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
GENEVA, IL
Past

September 8, 2011 - January 3, 2012

FOX RIVER EXECUTION TECHNOLOGY, LLC

BD
CRD#: 133549
GENEVA, IL
Past

February 4, 2008 - August 22, 2011

GETCO EXECUTION SERVICES LLC

BD
CRD#: 145021
CHICAGO, IL
Past

September 7, 2006 - August 22, 2011

OCTEG, LLC

BD
CRD#: 117429
CHICAGO, IL
Past

March 7, 2006 - August 22, 2011

GETCO SECURITIES, LLC

BD
CRD#: 151233
NEW YORK, NY
Past

January 25, 2006 - August 29, 2006

ARCHIPELAGO SECURITIES L.L.C.

BD
CRD#: 102500
CHICAGO, IL
Past

November 16, 2005 - March 2, 2006

OES BROKERAGE SERVICES, LLC

BD
CRD#: 132351
NEWARK, NJ
Past

July 13, 2005 - August 29, 2006

ARCHIPELAGO TRADING SERVICES, INC.

BD
CRD#: 15853
CHICAGO, IL
Past

April 15, 2005 - March 7, 2006

WAVE SECURITIES, LLC

BD
CRD#: 43705
CHICAGO, IL
Past

March 5, 1999 - March 18, 2005

NORTHERN TRUST SECURITIES, INC.

BD
CRD#: 7927
CHICAGO, IL
Past

February 11, 1996 - January 26, 1999

WINGSPAN INVESTMENT SERVICES

BD
CRD#: 17516
CHICAGO, IL
Past

July 28, 1995 - December 14, 1995

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(9/14/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 7/25/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Status Unavailable
Passed: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Status Unavailable
Passed: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Status Unavailable
Passed: 12/27/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 6/30/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Status Unavailable
Passed: 3/7/2006
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 1/20/1997
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RS
REGIMENT SECURITIES, LLC.
REGIMENT SECURITIES, LLC.

CRD#: 311302 / SEC#: , 8-70607

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
420 N. Wabash Avenue, Chicago, IL 60611
Mailing Address
420 N. Wabash Avenue 430, Chicago, IL 60611
Phone number
(773) 480-7561
Established
Delaware since 09/21/2020
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (36 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REGIMENT, LLC.MEMBER
BURNHAM, STEPHEN TYLERSHAREHOLDER/PRINCIPAL4663613
D&A CAPITAL PARTNERS LLCMEMBER
CAVANAUGH, MICHAEL ALANCEO/CCO4794844
KHOURY, ROBERT JACKFINOP/PFO/POO2917060

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REGIMENT SECURITIES, LLC.

CRD#: 311302Chicago, IL 60611

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