Kelly C. Mckernan

APPLETON PARTNERS

BOSTON, MA 02109

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CRD#: 2629092

Professional summary

Kelly C Mckernan, who also goes by Kelly Lynn Corwin, Kelly C Mcmanus, Kelly C. Mcmanus, Kelly Lynn Mcmanus, is a registered financial advisor currently at APPLETON PARTNERS, INC. located in Boston, Massachusetts.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kelly has worked at 5 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelly Lynn Corwin | Kelly C Mcmanus | Kelly C. Mcmanus | Kelly Lynn Mcmanus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly C Mckernan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2018 - Present

APPLETON PARTNERS, INC.

Office #1: One Post Office Square 5th Floor, Boston, MA 02109

RIA

CRD#: 110049

BOSTON, MA

Past

December 15, 2017 - December 31, 2017

APPLETON PARTNERS, INC.

RIA

CRD#: 110049

BOSTON, MA

Past

January 3, 2005 - December 1, 2010

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

BOSTON, MA

Past

September 22, 2004 - December 1, 2010

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

BOSTON, MA

Past

October 19, 2001 - August 25, 2004

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

August 31, 1995 - October 19, 2001

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APPLETON PARTNERS, INC.

APPLETON PARTNERS INC | APPLETON PARTNERS,INC. | APPLETON PARTNERS, INC.

CRD#: 110049 / SEC#: 801-29384

RIA

Registered Investment Advisory firm - (2/10/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/20/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/26/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 12/9/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/20/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/30/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/27/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

APPLETON PARTNERS, INC.

APPLETON PARTNERS INC | APPLETON PARTNERS,INC. | APPLETON PARTNERS, INC.

CRD#: 110049 / SEC#: 801-29384

RIA

Registered Investment Advisory firm - (2/10/1987 Approved)

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Contact information

Main Address

One Post Office Square 5th Floor, Boston, MA 02109

Mailing Address

Phone number

(617) 338-0700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPLETON PARTNERS, ADV PART 2 (7/7/2025)

Regulatory assets under management

Total Number of Accounts	7,414
AUM (Assets Under Management)	$ 13,452,681,852

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/11/2025	Cover Page	Report
01/11/2024	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kelly C. Mckernan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly C Mckernan's CRS (Customer Relationship Summary).

Certified licenses

Experience

APPLETON PARTNERS, INC.

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

DWS DISTRIBUTORS, INC.

DEAM INVESTOR SERVICES, INC.

Primary Firm SEC Registration

APPLETON PARTNERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/20/2017

Series 63

Date: 9/26/1995

Series 31

Date: 12/9/2004

Series 7

Date: 1/20/1998

Series 6

Date: 8/30/1995

Series 26

Date: 4/27/2001

Current Firm

APPLETON PARTNERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

APPLETON PARTNERS, INC.

TRUST BUT VERIFY

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