Shawn A. Thompson
Professional summary
Shawn Aaron Thompson is a registered financial professional currently at HAMILTON GRANT LLC located in Los Angeles, California.
Shawn is registered as a RR (Registered Representative) and started their career in finance in 1995. Shawn has worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shawn Aaron Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2017 - Present
HAMILTON GRANT LLC
Office #1: 1875 Century Park East, Suite 1230, Los Angeles, CA 90067February 13, 2012 - November 21, 2013
NORTHERN EDGE CAPITAL ADVISORS LLC
October 7, 2010 - February 8, 2012
MENTOR SECURITIES, LLC
July 12, 2007 - November 21, 2008
MOSAIC CAPITAL SECURITIES, LLC
September 14, 1995 - June 5, 2002
BARRINGTON ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2017)
Exams
FINRA
Current Firm
HAMILTON GRANT LLC
CRD#: 166180 / SEC#: , 8-69192
Contact information
FINRA licenses (12 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| XEEN, LLC | MEMBER | |
| KEBETS, VADIM | MEMBER | 6141170 |
| KOCHAVI, DORON | MEMBER | 1011155 |
| KUO, ANDREW C | MEMBER | 4415637 |
| LEE, BONNY SY | MEMBER | 2486522 |
| O'CONNELL, THOMAS MICHAEL | MEMBER | 2529442 |
| REA, WENDY AUSTIN | MEMBER | 724857 |
| VIKHLYAEV, ALEXANDER | MEMBER; MEMBER BOARD OF MANAGERS | 7278312 |
| BIZUB, DONALD MICHAEL | CEO | 1600090 |
| COLLETT, DAVID WENDALL | VP, CFO | 2352407 |
| KAISER, BRADLEY CLIFFORD | CCO | 2523397 |
| MORRIS, JOHN M | CHAIRMAN, BOARD OF MANAGERS | 1655987 |
Red Flags
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