JG
James A. Geake
MADISON AVENUE SECURITIES
Skokie,, IL 60077
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CRD#: 2629008
JG
Professional summary
James Andrew Geake, who also goes by Jim Geake, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Skokie,, Illinois.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. James has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Geake
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) 06/1994 INSURANCE AGENT; 10/2006 50% OWNER AND DBA; WAYNE MESSMER & ASSOCIATES, LLC.; SALES & SERVICE OF LIFE/HEALTH INSURANCE AND ANNUITIES; VARIABLE PRODUCTS AND SECURITIES UNDER THE UMBRELLA OF MADISON AVENUE SECURITIES, INC.; FULL TIME DURING MARKET HOURS; INVESTMENT RELATED; FROM 5550 W TOUHY AVENUE SUITE 203, SKOKIE IL 60077. 2.) VOYAGEUR CROSSINGS CONDOMINDIM: NOT INVESTMENT-RELATED; ADDRESS: 3666 STATE HWY 70 EAST, EAGLE RIVER, WI 54521; NATURE: BOARD MEMBER; START DATE: 11/16/2021; APPROX 02 HRS PER QUARTER; APPROX 00 HRS/MO DURING TRADING; BOARD MEMBER
CRS (Client Relationship Summary) - RIA
Click below to view James Andrew Geake's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view James Andrew Geake's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2009 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 5550 W Touhy Ave Suite 203a, Skokie,, IL 60077Office #2: 5550 W Touhy Ave Suite 203, Skokie, IL 60077RIA
BD
CRD#: 23224
Skokie,, IL
Current
November 22, 2006 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 5550 W Touhy Ave Suite 203a, Skokie,, IL 60077Office #2: 5550 W Touhy Ave Suite 203, Skokie, IL 60077RIA
BD
CRD#: 23224
Skokie,, IL
Past
July 24, 2007 - March 25, 2009
MADISON AVENUE ADVISORS, INC.
RIA
CRD#: 137461
SKOKIE, IL
Past
October 1, 2002 - November 29, 2006
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
SKOKIE, IL
Past
July 14, 1995 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/25/2010)
RR
Arkansas(2/3/2012)
RR
California(10/21/2009)
RR
Colorado(8/14/2009)
RR
Florida(8/7/2007)
RR
Georgia(8/24/2016)
RR
Illinois(11/22/2006)
IAR
Illinois(3/25/2009)
RR
Indiana(8/14/2009)
RR
Iowa(2/11/2020)
RR
Kansas(12/17/2019)
RR
Michigan(11/3/2010)
RR
Minnesota(4/2/2014)
RR
Missouri(8/10/2009)
RR
Nevada(3/11/2009)
RR
New York(6/2/2008)
RR
North Carolina(4/24/2007)
RR
Pennsylvania(6/10/2021)
RR
South Carolina(9/18/2013)
RR
Tennessee(8/23/2010)
RR
Texas(1/3/2007)
IAR
Texas(6/28/2010)
RR
Virginia(3/28/2014)
RR
Washington(7/24/2015)
RR
Wisconsin(8/8/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
