James R. Preissler
Professional summary
James R Preissler is a registered financial professional currently at TRITAURIAN CAPITAL, INCORPORATED located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1995. James has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James R Preissler's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2007 - Present
TRITAURIAN CAPITAL, INCORPORATED
Office #1: 430 Madison Avenue 19th Floor, New York, NY 10022January 27, 2005 - September 8, 2005
EXGEN SECURITIES LLC
March 27, 2002 - March 20, 2003
INVESTEC INC.
August 29, 1995 - March 24, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2007)
(4/2/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TRITAURIAN CAPITAL, INCORPORATED
CRD#: 45500 / SEC#: , 8-51062
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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