John J. Regan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Regan, who also goes by John J Regan Jr, John Joseph Regan Jr, John Joseph Regan Jr., John Regan, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 7 firms and has passed the Series 63, Series 82TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2017 - July 31, 2023
STILLPOINT CAPITAL, LLC
November 18, 2011 - September 1, 2015
SMI CAPITAL MARKETS LLC
June 11, 2007 - June 8, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 2004 - May 29, 2007
J.P. MORGAN SECURITIES INC.
July 16, 2003 - July 1, 2004
BANC ONE CAPITAL MARKETS, INC.
September 5, 2000 - July 7, 2003
APEX CLEARING CORPORATION
January 5, 2000 - September 5, 2000
ROBERTSON STEPHENS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
STILLPOINT CAPITAL, LLC
CRD#: 133146 / SEC#: , 8-66688
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
