Clayton M. Meadows
Professional summary
Clayton Michael Meadows, who also goes by Clayton M Meadows, is a registered financial professional currently at APEX CLEARING CORPORATION located in Dallas, Texas.
Clayton is registered as a RR (Registered Representative) and started their career in finance in 1995. Clayton has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clayton Michael Meadows's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2018 - Present
APEX CLEARING CORPORATION
Office #1: 350 N. St. Paul Street Suite 1300, Dallas, TX 75201Office #2: Urban Hq Eagle Star House 5-7 Upper Queen St., Belfast, BT1 6FBNovember 4, 2021 - September 21, 2023
ELECTRONIC TRANSACTION CLEARING, INC.
May 1, 2014 - October 4, 2016
REDI GLOBAL TECHNOLOGIES LLC
February 9, 2009 - May 1, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 26, 2004 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
May 6, 2003 - February 10, 2004
CONOR PETERSON LLC
January 3, 2000 - May 18, 2001
INVESTIN SECURITIES CORP.
August 13, 1998 - October 20, 1998
HILLTOP SECURITIES INC.
January 16, 1997 - February 19, 1997
GRIFFIN FINANCIAL SERVICES
January 21, 1996 - December 5, 1996
MORGAN STANLEY DW INC.
June 27, 1995 - November 6, 1995
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/14/2001
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
APEX CLEARING CORPORATION
CRD#: 13071 / SEC#: , 8-23522
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APEX FINTECH SOLUTIONS INC. | SHAREHOLDER | |
| CAPUZZI, WILLIAM WALTER | CHIEF EXECUTIVE OFFICER | 4323894 |
| COUGHLIN, CONNOR DANIEL | CHIEF CUSTOMER OFFICER | 6665836 |
| DUCKWORTH, PAUL D | FINOP, PRINCIPAL FINANCIAL OFFICER | 3202937 |
| LOUIS-CHARLES, FRITZ | CHIEF OPERATIONS OFFICER (INCLUDES PRINCIPAL OPERATIONS OFFICER ROLE) | 3232698 |
| RAY, TERRY DAVID | CHIEF REVENUE OFFICER | 5295510 |
| TOURNEY, ROBERT ANDREW | CHIEF COMPLIANCE OFFICER | 6251742 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
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Company Information
APEX CLEARING CORPORATION
CRD#: 13071Dallas, TX 75201TRUST BUT VERIFY
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