Kurt M. Ahrens

MENDOTA FINANCIAL GROUP

MADISON, WI 53703

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CRD#: 2628759

Professional summary

Kurt Mathias Ahrens, ChFC® is a registered financial advisor currently at MENDOTA FINANCIAL GROUP, LLC located in Madison, Wisconsin.

Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kurt has worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 52, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KUMADA, LLC; ENTITY ESTABLISHED TO AGGREGATE PERSONAL INVESTMENTS OF DANIEL GRESCH, KURT AHRENS AND MATTHEW GOETZKE; 634 W MAIN STREET, SUITE 302, MADISON, WI 53073; FACILITATE VARIOUS PERSONAL INVESTMENTS; SEPTEMBER 2013; MANAGING MEMBER; NO HOURS DURING SECURITIES TRADING HOURS; FACILITATE COMPLETION OF PARTNERSHIP TAX RETURN WITH CPA FOR INDIVIDUAL MEMEBERS. NO COMPENSATION WHATSOEVER RECEIVED. 2) MENDOTA VENTURE CAPITAL, LLC; AN SEC EXEMPT VENTURE CAPITAL REPORTING ADVISOR; MAY 2015; 49% IS OWNED BY KUMADA, THEREFORE INDIRECT OWNERSHIP THROUGH KUMADA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Mathias Ahrens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

August 10, 2005 - Present

MENDOTA FINANCIAL GROUP, LLC

Office #1: 634 West Main Street Suite 302, Madison, WI 53703

RIA

CRD#: 136294

MADISON, WI

Past

August 29, 2002 - August 9, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

August 23, 2002 - September 4, 2002

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

MADISON, WI

Past

November 13, 2000 - May 9, 2002

FILBRANDT INVESTMENT ADVISERS INCORPORATED

RIA

CRD#: 104562

MIDDLETON, WI

Past

March 28, 2000 - September 29, 2000

MERCER SECURITIES, INC.

CRD#: 44821

CHICAGO, IL

Past

March 14, 1996 - November 9, 1998

MARSH & MCLENNAN SECURITIES CORPORATION

CRD#: 556

NEW YORK, NY

Past

June 30, 1995 - September 28, 1995

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MENDOTA FINANCIAL GROUP, LLC

CRD#: 136294 / SEC#: 801-67644

RIA

Registered Investment Advisory firm - (3/13/2007 Approved)

Illinois

Registered Investment Advisory firm - (3/26/2007 Terminated)

Iowa

Registered Investment Advisory firm - (3/26/2007 Terminated)

Wisconsin

Registered Investment Advisory firm - (3/26/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/29/2018)

IAR

Wisconsin
(8/10/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/11/2006

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/15/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/6/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/12/1997

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 6/29/1995

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 9/2/2004

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 8/4/2004

General Securities Sales Supervisor - General Module Examination

Current Firm

MENDOTA FINANCIAL GROUP, LLC

CRD#: 136294 / SEC#: 801-67644

RIA

Registered Investment Advisory firm - (3/13/2007 Approved)

Illinois

Registered Investment Advisory firm - (3/26/2007 Terminated)

Iowa

Registered Investment Advisory firm - (3/26/2007 Terminated)

Wisconsin

Registered Investment Advisory firm - (3/26/2007 Terminated)

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Contact information

Main Address

634 West Main Street Suite 302, Madison, WI 53703

Mailing Address

Phone number

(608) 223-9211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	919
AUM (Assets Under Management)	$ 254,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kurt M. Ahrens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Mathias Ahrens's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FILBRANDT INVESTMENT ADVISERS INCORPORATED

MERCER SECURITIES, INC.

MARSH & MCLENNAN SECURITIES CORPORATION

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

MENDOTA FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/11/2006

Series 65

Date: 9/15/1998

Series 63

Date: 7/6/1995

Series 7

Date: 6/12/1997

Series 52

Date: 6/29/1995

Series 9

Date: 9/2/2004

Series 10

Date: 8/4/2004

Current Firm

MENDOTA FINANCIAL GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MENDOTA FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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