Steven R. Ritter
Professional summary
Steven Raymond Ritter is a registered financial advisor currently at FIRST TRUST ADVISORS LP located in Alpharetta, Georgia and FIRST TRUST PORTFOLIOS L.P. located in Wheaton, Illinois.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Steven has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Raymond Ritter's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2011 - Present
FIRST TRUST ADVISORS LP
June 25, 1998 - Present
FIRST TRUST PORTFOLIOS L.P.
Office #1: 120 E. Liberty Drive Suite 400, Wheaton, IL 60187July 11, 1995 - July 2, 1998
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2000)
(6/25/1998)
(9/16/2011)
Exams
Series 8
Date: 2/6/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,033 |
| AUM (Assets Under Management) | $ 256,328,000,000 |
Red Flags
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