Andrew L. Mcmahon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Lawrence Mcmahon was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1995. Andrew had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2009 - March 24, 2009
STANFORD GROUP COMPANY
April 30, 2008 - January 6, 2009
GLOBAL CROWN CAPITAL, LLC
October 12, 2005 - November 28, 2007
NOLLENBERGER CAPITAL PARTNERS INC.
September 9, 2002 - August 18, 2005
WELLS FARGO SECURITIES, LLC
September 1, 1998 - August 27, 2002
ROBERTSON STEPHENS, INC.
October 1, 1997 - September 1, 1998
BANCAMERICA SECURITIES, INC.
April 29, 1996 - October 1, 1997
ROBERTSON, STEPHENS & COMPANY LLC
August 30, 1995 - February 20, 1996
DIRECT BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/2/2000
Limited Representative-Equity Trader ExamCurrent Firm
STANFORD GROUP COMPANY
CRD#: 39285 / SEC#: 801-50374, 8-48611
Contact information
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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