John D. Miller
Professional summary
John David Miller, who also goes by J. D. Miller, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Alpharetta, Georgia.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John David Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2020 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 4, 2013 - March 31, 2020
PRUCO SECURITIES, LLC.
August 5, 2010 - January 2, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
December 16, 2003 - July 21, 2010
MML INVESTORS SERVICES, LLC
May 18, 1999 - May 28, 1999
GOLDMAN SACHS & CO. LLC
May 20, 1997 - May 7, 1999
PRUDENTIAL EQUITY GROUP, LLC
April 9, 1996 - January 22, 1997
G.RESEARCH, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2020)
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(3/31/2020)
(1/24/2025)
(3/31/2020)
(3/26/2020)
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(3/31/2020)
(3/26/2020)
(3/26/2020)
(3/31/2020)
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Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | CHIEF OPERATING OFFICER | 5841463 |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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