Michael T. Bacon

FRANKLIN DISTRIBUTORS

Baltimore, MD 21231

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CRD#: 2628550

Professional summary

Michael T Bacon, who also goes by Michael T Bacon, Michael Todd Bacon, Michael Bacon, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Baltimore, Maryland.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael T Bacon | Michael Todd Bacon | Michael Bacon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael T Bacon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2024 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 1201 Wills Street, Baltimore, MD 21231

CRD#: 109064

Baltimore, MD

Past

September 21, 2021 - April 15, 2024

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

November 3, 2020 - July 6, 2021

CCO CAPITAL, LLC

CRD#: 31147

PHOENIX, AZ

Past

November 1, 2017 - October 24, 2020

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

CRD#: 119546

DENVER, CO

Past

January 5, 2012 - October 30, 2017

CCO CAPITAL, LLC

CRD#: 31147

PHOENIX, AZ

Past

March 23, 2010 - December 22, 2011

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

October 23, 2009 - March 15, 2010

CLEARARC CAPITAL, INC.

RIA

CRD#: 104650

CINCINNATI, OH

Past

January 2, 2008 - March 12, 2010

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

CRD#: 144464

CINCINNATI, OH

Past

May 14, 2007 - December 31, 2007

ALPS DISTRIBUTORS, INC.

CRD#: 16853

CINCINNATI, OH

Past

October 9, 2006 - May 11, 2007

FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634

CINCINNATI, OH

Past

July 2, 2002 - September 20, 2006

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

INDIANAPOLIS, IN

Past

April 4, 2000 - June 17, 2002

CONSECO EQUITY SALES, INC.

CRD#: 4125

CARMEL, IN

Past

April 30, 1999 - February 18, 2000

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

February 5, 1997 - February 25, 1999

CITY SECURITIES CORPORATION

CRD#: 1459

INDIANAPOLIS, IN

Past

July 29, 1996 - December 18, 1996

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

July 29, 1996 - December 18, 1996

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/8/2024)

California
(5/8/2024)

Connecticut
(5/8/2024)

Florida
(5/8/2024)

Massachusetts
(5/8/2024)

Nevada
(5/8/2024)

New York
(5/8/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 3/31/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/5/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/10/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/26/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/11/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

One Franklin Parkway, San Mateo, CA 94403

Mailing Address

1201 Wills Street, Baltimore, MD 21231

Phone number

(800) 632-2350

Established

Delaware since 12/01/2000

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TEMPLETON WORLDWIDE, INC.	SHAREHOLDER
CIEPRISZ, KENNETH DAVID	CHIEF COMPLIANCE OFFICER	2303713
GAMBA, DANIEL ERNESTO	CHIEF EXECUTIVE OFFICER	4594704
MASOM, JEFFREY SCOTT	PRESIDENT-DIRECTOR	2870966
PATERSON, DAVID	CHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL	7001546

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael T. Bacon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael T Bacon's CRS (Customer Relationship Summary).

Certified licenses

Experience

NUVEEN SECURITIES, LLC

CCO CAPITAL, LLC

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

CCO CAPITAL, LLC

GOLDMAN SACHS & CO. LLC

CLEARARC CAPITAL, INC.

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

ALPS DISTRIBUTORS, INC.

FORESIDE DISTRIBUTION SERVICES, L.P.

CAPITAL CLIENT GROUP, INC.

CONSECO EQUITY SALES, INC.

CHARLES SCHWAB & CO., INC.

CITY SECURITIES CORPORATION

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/31/2009

Series 63

Date: 9/5/1996

SIE

Date: 10/1/2018

Series 7

Date: 6/10/1997

Series 6

Date: 7/26/1996

Series 24

Date: 11/11/2010

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FRANKLIN DISTRIBUTORS, LLC

TRUST BUT VERIFY

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