Michael A. Hainsworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Hainsworth, who also goes by Mike Hainsworth, was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1995. Michael had worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2012 - April 27, 2015
NOVUS WEALTH ADVISORS
July 20, 2009 - September 8, 2011
SECURITIES AMERICA, INC.
June 2, 2009 - May 3, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
May 22, 2009 - May 3, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
April 2, 2007 - June 19, 2009
ASSET & FINANCIAL PLANNING, LTD
March 7, 2007 - June 19, 2009
PRIME CAPITAL SERVICES, INC.
July 16, 2004 - October 20, 2005
SUNAMERICA SECURITIES, INC.
September 6, 2002 - September 19, 2003
BB&T INVESTMENT SERVICES, INC.
January 24, 2000 - July 5, 2001
EDWARD JONES
July 7, 1995 - October 5, 1998
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NOVUS WEALTH ADVISORS
CRD#: 164547 / SEC#:
Contact information
Red Flags
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