Anthony Tacopino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Tacopino, who also goes by Anthony J Tacopino, Anthony Joseph Tacopino Jr, Anthony Joseph Tacopino, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1996. Anthony had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2013 - February 10, 2014
QUASAR TRADING, LLC
January 7, 2013 - June 27, 2013
COASTAL TRADE SECURITIES, LLC
May 26, 2011 - June 8, 2011
BUCKMAN, BUCKMAN & REID, INC.
August 14, 2008 - May 26, 2011
SETON SECURITIES GROUP, INC.
June 12, 2000 - July 24, 2007
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
January 16, 1996 - May 18, 1999
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/23/2000
Limited Representative-Equity Trader ExamCurrent Firm
QUASAR TRADING, LLC
CRD#: 151974 / SEC#: , 8-68416
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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