Jason S. Harrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Sean Harrison was a registered financial advisor .
Jason is a previously registered financial advisor and started their career in finance in 1998. Jason had worked at 7 firms and has passed the Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2013 - May 30, 2013
EDI FINANCIAL, INC.
September 10, 2009 - November 18, 2010
EDI FINANCIAL, INC.
June 29, 2004 - June 30, 2009
WESTPARK WEALTH ADVISORS, INC.
June 18, 2004 - December 31, 2004
IMS SECURITIES, INC.
March 4, 2004 - June 30, 2009
IMS SECURITIES, INC.
September 20, 2002 - March 17, 2004
WAMU INVESTMENTS, INC.
April 17, 2000 - September 24, 2002
CITIGROUP GLOBAL MARKETS INC.
April 17, 2000 - September 24, 2002
CITIGROUP GLOBAL MARKETS INC.
May 19, 1998 - April 18, 2000
MORGAN STANLEY DW INC.
April 23, 1998 - May 19, 1998
TEXAS CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDI FINANCIAL, INC.
CRD#: 15699 / SEC#: , 8-32566
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
