Scott M. Parent

PACIFIC SPECIALTY INVESTMENT GROUP

Newport Beach, CA 92660

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CRD#: 2628201

Professional summary

Scott Michael Parent, CFA is a registered financial advisor currently at PACIFIC SPECIALTY INVESTMENT GROUP, LLC located in Newport Beach, California.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Scott has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INNOVATIVE CAPITAL, 19762 MACARTHUR BLVD., SUITE 200, IRVINE CA 92612; 1/1/01 START DATE; PORTFOLIO MANAGER; TIME DIVIDED 50/50

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Michael Parent's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

January 29, 2016 - Present

PACIFIC SPECIALTY INVESTMENT GROUP, LLC

Office #1: 4100 Campus Dr., Ste 100, Newport Beach, CA 92660

RIA

CRD#: 282463

Newport Beach, CA

Past

February 7, 2001 - July 6, 2016

INNOVATIVE CAPITAL MANAGEMENT

RIA

CRD#: 130446

IRVINE, CA

Past

December 10, 1997 - July 1, 2016

F500 ADVISORY SERVICES, INC.

RIA

CRD#: 107519

NEWPORT BEACH, CA

Past

September 1, 1995 - July 24, 2014

FINANCE 500, INC.

CRD#: 12981

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/29/2016)

IAR

Texas
(2/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/12/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/31/1995

General Securities Representative Examination

Current Firm

PACIFIC SPECIALTY INVESTMENT GROUP, LLC

CRD#: 282463 / SEC#: 801-107212

RIA

Registered Investment Advisory firm - (5/12/2016 Terminated)

California

Registered Investment Advisory firm - (5/11/2016 Approved)

Texas

Registered Investment Advisory firm - (2/12/2025 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4100 Campus Dr., Ste 100, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 379-7333

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	272
AUM (Assets Under Management)	$ 98,409,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Scott M. Parent

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Michael Parent's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC SPECIALTY INVESTMENT GROUP, LLC

INNOVATIVE CAPITAL MANAGEMENT

F500 ADVISORY SERVICES, INC.

FINANCE 500, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/12/1996

Series 7

Date: 8/31/1995

Current Firm

PACIFIC SPECIALTY INVESTMENT GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PACIFIC SPECIALTY INVESTMENT GROUP, LLC

TRUST BUT VERIFY

Contact information

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