Phillip A. Justice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Anthony Justice was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 1974. Phillip had worked at 4 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 1987 - April 7, 1987
WASHINGTON NATIONAL EQUITY COMPANY
November 15, 1985 - May 1, 1986
FIRST CLEVELAND INVESTMENTS, INC.
January 17, 1980 - October 16, 1985
1717 CAPITAL MANAGEMENT COMPANY
January 1, 1974 - January 27, 1978
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/17/1973
Registered Representative ExaminationCurrent Firm
WASHINGTON NATIONAL EQUITY COMPANY
CRD#: 4242 / SEC#: , 8-15022
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
