Wayne A. Gordon
Professional summary
Wayne Alan Gordon is a registered financial professional currently at GLAUCON CAPITAL PARTNERS, L.L.C. located in Southlake, Texas.
Wayne is registered as a RR (Registered Representative) and started their career in finance in 1995. Wayne has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 14, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wayne Alan Gordon's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2000 - Present
GLAUCON CAPITAL PARTNERS, L.L.C.
January 17, 1997 - March 8, 1999
ABN AMRO INCORPORATED
July 11, 1995 - July 16, 1996
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2018)
(5/3/2000)
(4/12/2000)
(10/23/2019)
(4/26/2000)
(4/20/2000)
(5/4/2000)
(4/20/2000)
(7/26/2017)
(4/27/2000)
(2/2/2017)
(5/12/2000)
(4/12/2000)
(4/20/2000)
(4/25/2000)
(4/20/2000)
(4/11/2000)
(4/12/2000)
(4/20/2000)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 12/23/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
GLAUCON CAPITAL PARTNERS, L.L.C.
CRD#: 103770 / SEC#: , 8-52257
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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