JF
Jamie T. Fisher
ASHTON THOMAS PRIVATE WEALTH
Aspen, CO 81611
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CRD#: 2628109
JF
Professional summary
Jamie Thomas Fisher is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in Aspen, Colorado and ASHTON THOMAS SECURITIES, LLC located in Aspen, Colorado.
Jamie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jamie has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ASHTON THOMAS PRIVATE WEALTH, LLC; INVESTMENT RELATED; 122 MAIN STREET ASPEN, CO 81611; INVESTMENT ADVISER REPRESENTATIVE AS OF 06/2024; 160 HOURS A MONTH DURING TRADING HOURS; INVESTMENT ADVISOR.
CRS (Client Relationship Summary) - RIA
Click below to view Jamie Thomas Fisher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2024 - Present
ASHTON THOMAS PRIVATE WEALTH
Office #1: 122 W Main Street, Aspen, CO 81611RIA
CRD#: 153902
Aspen, CO
Current
June 6, 2024 - Present
ASHTON THOMAS SECURITIES, LLC
Office #1: 122 W. Main Street, Aspen, CO 81611RIA
BD
CRD#: 16629
Aspen, CO
Current
June 6, 2024 - Present
ASHTON THOMAS SECURITIES, LLC
Office #1: 122 W. Main Street, Aspen, CO 81611RIA
BD
CRD#: 16629
Aspen, CO
Past
January 3, 2011 - June 13, 2024
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ASPEN, CO
Past
January 3, 2011 - June 13, 2024
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ASPEN, CO
Past
January 5, 2004 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
ASPEN, CO
Past
December 8, 2003 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
ASPEN, CO
Past
June 1, 2002 - December 10, 2003
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Past
May 22, 1996 - June 1, 2002
PNC BROKERAGE CORP
BD
CRD#: 34671
PITTSBURGH, PA
Past
July 19, 1995 - February 10, 1996
PATTERSON TRAVIS, INC.
BD
CRD#: 16540
ENGLEWOOD, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/6/2024)
RR
Arkansas(7/23/2024)
RR
California(6/6/2024)
RR
Colorado(6/6/2024)
IAR
Colorado(6/6/2024)
RR
Connecticut(6/6/2024)
RR
District of Columbia(6/6/2024)
RR
Florida(6/6/2024)
RR
Hawaii(6/10/2024)
RR
Illinois(6/6/2024)
RR
Kentucky(6/6/2024)
RR
Louisiana(6/6/2024)
RR
Maryland(6/6/2024)
RR
Michigan(6/6/2024)
RR
Minnesota(6/18/2024)
RR
Missouri(6/6/2024)
RR
Montana(6/6/2024)
RR
Nevada(6/6/2024)
RR
New Jersey(6/6/2024)
RR
New Mexico(4/30/2025)
RR
New York(6/6/2024)
RR
Oregon(6/6/2024)
RR
Pennsylvania(6/6/2024)
RR
South Carolina(6/6/2024)
RR
Texas(6/6/2024)
RR
Utah(6/6/2024)
RR
Vermont(6/6/2024)
RR
Washington(6/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
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Contact information
Main Address
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 732-4745
Established
Firm type
Fiscal year end
# of Employees
114
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,733 |
| AUM (Assets Under Management) | $ 4,051,333,740 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ASHTON THOMAS PRIVATE WEALTH
CRD#: 153902Aspen, CO 81611TRUST BUT VERIFY
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