Patrick A. Lyons

LYONS DEN CAPITAL

Zebulon, NC

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CRD#: 2628045

Professional summary

Patrick Alan Lyons is a registered financial advisor currently at LYONS DEN CAPITAL, LLC located in Zebulon, North Carolina.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Patrick has worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of business: Self-employed. Type of Business: Insurance Sales Start Date: May 2009 Approximate hours per month: Minimal Approximate hours during trading hours per month: 0 Hours Brief Description: Licensed insurance producer in North Carolina. Offers insurance products such as life and annuities on an as-needed basis. Not a primary focus of business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Alan Lyons's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2006 - Present

LYONS DEN CAPITAL, LLC

RIA

CRD#: 139577

Zebulon, NC

Past

December 4, 2006 - December 31, 2010

LYONS DEN CAPITAL, LLC

RIA

CRD#: 139577

RALEIGH, NC

Past

January 29, 2001 - December 8, 2011

NCM CAPITAL MANAGEMENT GROUP INC

RIA

CRD#: 105312

DURHAM, NC

Past

July 14, 1995 - January 10, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 14, 1995 - January 10, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/4/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/30/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 4/23/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/13/1995

General Securities Representative Examination

Current Firm

LYONS DEN CAPITAL, LLC

LYONS DEN CAPITAL II INC | LYONS DEN CAPITAL, LLC

CRD#: 139577 / SEC#:

Florida

Registered Investment Advisory firm - (12/4/2006 Approved)

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Contact information

Main Address

Zebulon, NC

Mailing Address

Phone number

(919) 656-4097

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 4,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick A. Lyons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Alan Lyons's CRS (Customer Relationship Summary).

Certified licenses

Experience

LYONS DEN CAPITAL, LLC

LYONS DEN CAPITAL, LLC

NCM CAPITAL MANAGEMENT GROUP INC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/30/1995

Series 63

Date: 8/30/1995

Series 3

Date: 4/23/2009

Series 7

Date: 7/13/1995

Current Firm

LYONS DEN CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LYONS DEN CAPITAL, LLC

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