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RJ

Ronald S. Juster

Some features on this profile are disabled
CRD#: 262801
RJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Samuel Juster, who also goes by Jesse Juster, was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 1970. Ronald had worked at 12 firms and has passed the PC, Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jesse Juster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 21, 2003 - October 9, 2003

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

January 23, 2001 - August 30, 2002

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

April 10, 1996 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

February 10, 1989 - July 18, 1994

LEHMAN SPECIAL SECURITIES INC.

BD
CRD#: 7242
Past

February 10, 1989 - October 23, 1995

LEHMAN GOVERNMENT SECURITIES INC.

BD
CRD#: 19655
Past

April 9, 1980 - June 27, 1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

BD
CRD#: 7555
Past

April 9, 1980 - March 28, 1996

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

February 27, 1980 - March 22, 1980

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
Past

May 31, 1978 - February 27, 1980

MORGAN STANLEY & CO., INCORPORATED

BD
CRD#: 5203
Past

January 18, 1978 - June 22, 1978

LOEB PARTNERS

BD
CRD#: 7534
Past

August 23, 1973 - January 18, 1978

LOEB, RHOADES & CO. INC.

BD
CRD#: 525
Past

December 1, 1970 - August 25, 1973

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
PC
Date: 8/31/1977
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 9/30/1968
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/2/1989
General Securities Principal Examination

Current Firm

BO
BANC OF AMERICA SECURITIES LLC
BANC OF AMERICA SECURITIES LLC | NCNB CAPITAL MARKETS, INC. | NATIONSBANC MONTGOMERY SECURITIES, INC. | NATIONSBANC MONTGOMERY SECURITIES LLC | NATIONSBANC CAPITAL MARKETS, INC.

CRD#: 26091 / SEC#: , 8-42263

BD
Terminated by SEC on 01/27/2011
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 12/03/1997
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MERRILL LYNCH & CO., INC.SHAREHOLDER
GUARDINO, JOSEPH ANTHONY JRCHIEF OPERATIONS OFFICER2907957
MONTAG, THOMAS KELLCEO/MANAGER1474696
QUTUB, ROBERTCFO4623123
RADEST, MICHAEL BENJAMINCHIEF COMPLIANCE OFFICER-BROKER DEALER1687387

Disclosures

Regulatory Event88
Civil Event2
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

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