Randall S. Covington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Scott Covington, CFP®, who also goes by Randall R Covington, Randall S Covington, Scott R Covington, Scott Covington, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1995. Randall had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2012
Experience
August 23, 2017 - May 24, 2018
SPC
August 23, 2017 - May 24, 2018
SIGMA FINANCIAL CORPORATION
August 9, 2013 - August 23, 2017
WFG ADVISORS, LP
August 9, 2013 - August 23, 2017
WFG INVESTMENTS, INC.
February 1, 2012 - August 7, 2013
ALAMO ASSET ADVISORS
January 20, 2012 - August 2, 2013
WFG INVESTMENTS, INC.
January 26, 2009 - November 23, 2010
SECURITIES AMERICA, INC.
January 2, 2009 - January 25, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
January 2, 2009 - January 25, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
May 29, 2007 - January 21, 2009
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - January 21, 2009
CITIGROUP GLOBAL MARKETS INC.
January 18, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
January 4, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
November 20, 2003 - December 20, 2005
EDWARD JONES
May 26, 2003 - December 10, 2003
PLANMEMBER SECURITIES CORPORATION
May 22, 2003 - December 10, 2003
PLANMEMBER SECURITIES CORPORATION
March 12, 1997 - October 29, 2002
CHARLES SCHWAB & CO., INC.
October 9, 1995 - February 21, 1997
FIDELITY BROKERAGE SERVICES LLC
June 23, 1995 - October 12, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
June 23, 1995 - October 12, 1995
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/5/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
