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CV

Christopher V. Valentino

Some features on this profile are disabled
CRD#: 2627441
CV

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Vincent Valentino, who also goes by Chris Valentino, Christopher V Valentino, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 55, Series 3 and Series 62 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Valentino | Christopher V Valentino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 8, 2024 - October 16, 2024

EQUILEND

BD
CRD#: 119107
NEW YORK, NY
Past

April 8, 2024 - October 16, 2024

AUTOMATED EQUITY FINANCE MARKETS, INC.

BD
CRD#: 147941
NEW YORK, NY
Past

March 19, 2013 - August 24, 2016

EQUILEND

BD
CRD#: 119107
NEW YORK, NY
Past

June 10, 2004 - June 23, 2006

GAGNON SECURITIES, LLC

BD
CRD#: 103727
NEW YORK, NY
Past

November 11, 2003 - May 10, 2004

BLOOMBERG TRADEBOOK LLC

BD
CRD#: 40881
NEW YORK, NY
Past

March 23, 2000 - March 2, 2001

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

June 29, 1998 - March 8, 2000

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/3/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/5/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/24/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/18/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 6/30/2004
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 4/6/2004
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 62
Date: 10/15/2003
Corporate Securities Limited Representative Examination

Current Firm

EQ
EQUILEND
EQUILEND | EQUILEND LLC

CRD#: 119107 / SEC#: , 8-53738

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281
Mailing Address
225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281
Phone number
(212) 901-2272
Established
Delaware since 10/12/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EQUILEND GLOBAL HUBCO LLCDIRECT OWNER - INTERMEDIATE PARENT HOLDINGS COMPANY
NIGRELLI, PAUL JOACHIMCHIEF COMPLIANCE OFFICER4572522
NIGRELLI, PAUL JOACHIMCHIEF FINANCIAL OFFICER AND FINOP4572522
NIGRELLI, PAUL JOACHIMCHIEF EXECUTIVE OFFICER4572522
WACHTER, KAZUKOGENERAL COUNSEL7218349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EQUILEND

CRD#: 119107

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