Jesse R. Slingerland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Ray Slingerland was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 1995. Jesse had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2002 - May 15, 2002
NEWBRIDGE SECURITIES CORPORATION
February 8, 2001 - December 31, 2001
STERLING FINANCIAL INVESTMENT GROUP, INC.
June 29, 1998 - December 18, 2000
MERIT CAPITAL ASSOCIATES, INC.
November 26, 1997 - June 5, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 18, 1997 - November 24, 1997
AMERICAN FRONTEER FINANCIAL CORPORATION
July 10, 1997 - July 30, 1997
MORGAN GRANT CAPITAL CORP.
April 22, 1996 - July 17, 1997
INVESTORS ASSOCIATES, INC.
November 15, 1995 - April 24, 1996
H.J. MEYERS & CO., INC.
August 11, 1995 - November 9, 1995
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
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