MN
Michael W. Nix
VERITY INVESTMENT PARTNERS
BEAUFORT, SC 29902
Some features on this profile are disabled
CRD#: 2627320
MN
Professional summary
Michael Wayne Nix, CFA is a registered financial advisor currently at VERITY INVESTMENT PARTNERS located in Beaufort, South Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Michael has worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- SC JOBS-ECONOMIC DEVELOPMENT AUTHORITY (JEDA), INVESTMENT-RELATED, 1201 MAIN STREET, SUITE 1600, COLUMBIA, SC 29201, STATEWIDE CONDUIT ISSUER OF SPECIAL OBLIGATION REVENUE BONDS AND ACTS ON BEHALF OF THE BORROWER TO ACCESS FINANCIAL MARKETS AND CAPITAL, MEMBER OF BOARD OF DIRECTORS, 03/2013, 2 HOURS PER MONTH, DE MINIMUS HOURS DURING TRADING, PRESCRIBE RULES AND REGULATIONS GOVERNING THE MANNER IN WHICH THE GENERAL BUSINESS ACTIVITIES MAY BE CONDUCTED AND THE POWERS GRANTED TO IT MAY BE EXERCISED AND EMBODIED. 2- BUSINESS CAROLINA, INCORPORATED (BCI), INVESTMENT-RELATED, 1523 HUGER STREET, SUITE A, COLUMBIA, SC 29201, NOT-FOR-PROFIT ENTITY WHICH SERVES AS A NON-BANK LENDER TO SMALL BUSINESSES TO SUPPORT ECONOMIC DEVELOPMENT IN SC, NC AND GA, MEMBER OF BOARD OF DIRECTORS, 03/2013, 2 HOURS PER MONTH, DE MINIMUS HOURS DURING TRADING, PRESCRIBE RULES AND REGULATIONS GOVERNING THE MANNER IN WHICH THE GENERAL BUSINESS ACTIVITIES MAY BE CONDUCTED AND THE POWERS GRANTED TO IT MAY BE EXERCISED AND EMBODIED.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Wayne Nix's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 13, 2021 - Present
VERITY INVESTMENT PARTNERS
Office #1: 2015 Boundary Street 2nd Floor, Beaufort, SC 29902RIA
CRD#: 119630
BEAUFORT, SC
Past
April 11, 2018 - December 31, 2020
VERITY INVESTMENT PARTNERS
RIA
CRD#: 119630
BEAUFORT, SC
Past
February 20, 2014 - February 25, 2019
DIVIDEND ASSETS CAPITAL, LLC
RIA
CRD#: 129973
RIDGELAND, SC
Past
October 22, 2008 - July 17, 2013
GREENWOOD CAPITAL ASSOCIATES, LLC
RIA
CRD#: 115015
GREENWOOD, SC
Past
June 9, 1999 - October 30, 2000
HOWARD WEIL INCORPORATED
BD
CRD#: 30958
NEW ORLEANS, LA
Past
June 3, 1996 - September 8, 1997
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTE, NC
Past
April 23, 1996 - June 11, 1996
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
October 5, 1995 - April 10, 1996
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VERITY INVESTMENT PARTNERS
VERITAS ASSET MANAGEMENT, LLC | VERITY INVESTMENT PARTNERS | VERITY INVESTMENT MANAGEMENT | VERITY AND VERITY, LLC
CRD#: 119630 / SEC#: 801-63829
RIA
Registered Investment Advisory firm - (1/14/2005 Approved)South Carolina
Registered Investment Advisory firm - (1/20/2005 Terminated)Texas
Registered Investment Advisory firm - (12/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(1/13/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
VI
VERITY INVESTMENT PARTNERS
VERITAS ASSET MANAGEMENT, LLC | VERITY INVESTMENT PARTNERS | VERITY INVESTMENT MANAGEMENT | VERITY AND VERITY, LLC
CRD#: 119630 / SEC#: 801-63829
RIA
Registered Investment Advisory firm - (1/14/2005 Approved)South Carolina
Registered Investment Advisory firm - (1/20/2005 Terminated)Texas
Registered Investment Advisory firm - (12/31/2002 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2015 Boundary Street 2nd Floor, Beaufort, SC 29902
Mailing Address
P.o. Box 1086, Beaufort, SC 29901
Phone number
(843) 379-6661
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 993 |
| AUM (Assets Under Management) | $ 1,205,925,960 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
