Nicholas C. Paissios
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas C Paissios was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1997. Nicholas had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2012 - December 31, 2021
ARETE CAPITAL ADVISORS INC.
June 25, 2010 - December 31, 2010
SENIOR BENEFIT ADVISORS, INC.
February 11, 2008 - December 31, 2009
SENIOR BENEFIT ADVISORS, INC.
May 15, 2003 - December 31, 2007
SENIOR BENEFIT ADVISORS, INC.
April 14, 2003 - July 29, 2004
NORTHEAST SECURITIES, LLC
August 30, 2002 - July 14, 2005
ASSET MANAGEMENT AND PLANNING, INC.
January 5, 2000 - April 12, 2001
LEGACY FINANCIAL SERVICES, INC.
January 7, 1998 - October 20, 1999
CLEARING SERVICES OF AMERICA, INC.
October 30, 1997 - January 8, 1998
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARETE CAPITAL ADVISORS INC.
CRD#: 162300 / SEC#:
Contact information
Red Flags
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