TL
Timothy Lane
PINNACLE INVESTMENTS
Malden, MA 02148
Some features on this profile are disabled
CRD#: 2627220
TL
Professional summary
Timothy Lane, who also goes by Timothy Shawn Lane, is a registered financial advisor currently at PINNACLE INVESTMENTS, LLC located in Malden, Massachusetts.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Timothy has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy Shawn Lane
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MALDEN HIGH SCHOOL TEACHER SALEM STREET, MALDEN, MA 02148. APPROX 35 HOURS PER WK. NON-INVESTMENTRELATED. INSURANCE PRODUCER (DISABILITY, FIXED, LIFE) ONE CENTER ST, SUITE 1A, MALDEN, MA 02148 BEGAN 04/25/2003 4 HOURS DURING TRADING HOURS, 10 HOURS OUTSIDE TRADING HOURS PER MONTH Rental Property Everett MA 04/2000. 8 HRS per month 1/2 HR per Trading
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Lane's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy Lane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2021 - Present
PINNACLE INVESTMENTS, LLC
Office #1: One Centre St, Malden, MA 02148RIA
BD
CRD#: 142910
Malden, MA
Current
June 28, 2019 - Present
PINNACLE INVESTMENTS, LLC
Office #1: One Centre St, Malden, MA 02148RIA
BD
CRD#: 142910
Malden, MA
Past
January 1, 2010 - December 31, 2019
GLOBAL INVESTMENT ADVISORS, LLC
RIA
CRD#: 121442
TOPSFIELD, MA
Past
January 1, 2010 - July 10, 2019
ESSEX SECURITIES LLC
BD
CRD#: 46605
MALDEN, MA
Past
July 11, 2005 - January 1, 2010
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
MALDEN, MA
Past
July 7, 2005 - January 1, 2010
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
MALDEN, MA
Past
August 4, 2003 - June 30, 2005
GENEOS WEALTH MANAGEMENT, INC.
RIA
CRD#: 120894
MALDEN, MA
Past
June 18, 2003 - June 30, 2005
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
ENGLEWOOD, CO
Past
August 26, 2002 - June 20, 2003
CETERA ADVISORS LLC
RIA
CRD#: 10299
EVERETT, MA
Past
May 13, 1998 - June 20, 2003
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
March 25, 1997 - March 31, 1998
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
July 19, 1995 - March 26, 1997
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(12/15/2020)
IAR
Georgia(1/16/2025)
RR
Massachusetts(6/28/2019)
IAR
Massachusetts(1/12/2021)
RR
New Hampshire(1/3/2022)
IAR
New Hampshire(1/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Mailing Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Phone number
(315) 251-1101
Established
New York since 08/04/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
60
SEC notice filing (41 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,860 |
| AUM (Assets Under Management) | $ 1,056,507,711 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 12/23/2024 | ||
| 03/27/2024 | ||
| 03/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PINNACLE INVESTMENTS, LLC
CRD#: 142910Malden, MA 02148TRUST BUT VERIFY
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