William A. Ridgway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Angus Ridgway jr, who also goes by William Angus Ridgway Jr, William Angus Ridgway, William Augus Ridgway, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2003. William had worked at 4 firms and has passed the Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2017 - February 4, 2022
MIURA CAPITAL, LLC
June 9, 2015 - March 1, 2017
CREAND SECURITIES
August 9, 2013 - January 2, 2014
MCAP LLC
May 21, 2009 - April 12, 2013
SABADELL SECURITIES USA, INC.
March 9, 2006 - August 22, 2006
CREAND SECURITIES
June 5, 2003 - September 15, 2005
CREAND SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/22/2024
General Securities Representative ExaminationCurrent Firm
MIURA CAPITAL, LLC
CRD#: 146193 / SEC#: , 8-67793
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEDRO RAUL LOPEZ REVOCABLE TRUST | SHAREHOLDER | |
| MWM HOLDINGS GROUP, INC. | SHAREHOLDER | |
| HUOP TRUST (REVOCABLE) | SHAREHOLDER | |
| D ALFONSO, ITALO | CEO | 4485045 |
| LOPEZ-JACOME, PEDRO RAUL | TRUSTEE | 4875711 |
| MENDEZ, MARCO ANTONIO | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1175827 |
| ORTEGA, HUGO RAFAEL | TRUSTEE | 4875723 |
| PINANGO DE CHENE, RICHARD JOSE | CHIEF COMPLIANCE OFFICER | 6404348 |
Red Flags
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