Christopher A. Salgado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Albert Salgado was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2001. Christopher had worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2015 - January 15, 2016
STANDARD NEW YORK, INC.
April 17, 2015 - July 8, 2015
ICBC STANDARD SECURITIES INC.
March 8, 2001 - October 9, 2002
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STANDARD NEW YORK, INC.
CRD#: 173725 / SEC#: , 8-69552
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANDARD BANK GROUP LIMITED | DIRECT OWNER | |
| DE ZILVA, DERICK PATRICK DIMITRI | DIRECTOR/CEO | 7764495 |
| HALLER, GUIDO ANDRE | NON-EXECUTIVE DIRECTOR | 8001496 |
| HARRINGTON, MAUREEN ANN | DIRECTOR | 5649782 |
| LANCASTER, TIM JAMES | NON-EXECUTIVE DIRECTOR | 6627125 |
| NAVEED, HASNAIN | FINOP / PFO / POO | 7004810 |
| SIMOGLOU, ALEXANDROS | CCO, AMLCO | 7649246 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
