Langie Light
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Langie Light was a registered financial professional .
Langie is a previously registered financial professional and started their career in finance in 1995. Langie had worked at 2 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2003 - December 4, 2012
TREASURE FINANCIAL CORP.
August 28, 1995 - December 31, 2001
LIGHT SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
TREASURE FINANCIAL CORP.
CRD#: 38323 / SEC#: , 8-48165
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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