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IG

Ivan H. Greenstein

Some features on this profile are disabled
CRD#: 2626704
IG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ivan Hugh Greenstein, who also goes by IVan Greenstein, was a registered financial professional .

Ivan is a previously registered financial professional and started their career in finance in 1996. Ivan had worked at 14 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ivan Greenstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 19, 2014 - October 28, 2020

GOLDIN CAPITAL LLC

BD
CRD#: 168554
New York, NY
Past

December 17, 2013 - March 5, 2014

PRIME CAPITAL SERVICES, INC.

BD
CRD#: 18334
POUGHKEEPSIE, NY
Past

November 22, 2013 - December 11, 2013

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
POUGHKEEPSIE, NY
Past

May 8, 2013 - November 22, 2013

PRIME CAPITAL SERVICES, INC.

BD
CRD#: 18334
POUGHKEEPSIE, NY
Past

January 30, 2012 - October 2, 2013

MANTARAX, LLC

BD
CRD#: 150450
NEW YORK, NY
Past

September 19, 2011 - May 30, 2014

STEEN ASSOCIATES LLP

BD
CRD#: 156168
NEW YORK, NY
Past

September 13, 2010 - March 17, 2025

PUMA CAPITAL, LLC

BD
CRD#: 146744
Jupiter, FL
Past

October 8, 2009 - October 25, 2016

COLTIN SECURITIES, LLC

BD
CRD#: 149674
NEW YORK, NY
Past

July 15, 2005 - April 5, 2006

HIGHLANDER CAPITAL GROUP, INC.

BD
CRD#: 19074
SHORT HILLS, NJ
Past

April 18, 2005 - February 27, 2006

AMERICAN CAPITAL MARKETS, LLC

BD
CRD#: 125407
EAST BRUNSWICK, NJ
Past

January 26, 2005 - January 8, 2026

PCA CAPITAL SECURITIES, LLC

BD
CRD#: 132654
NEW YORK, NY
Past

September 24, 2003 - March 3, 2017

OLYMPUS SECURITIES, LLC

BD
CRD#: 114050
MONTVILLE, NJ
Past

April 17, 2001 - February 19, 2002

ROCKSOLID CAPITAL, LLC

BD
CRD#: 104160
NEW YORK, NY
Past

June 28, 2000 - July 29, 2010

USCA SECURITIES LLC

BD
CRD#: 103789
MILLTOWN, NJ
Past

January 12, 1996 - October 28, 2002

FIERO BROTHERS INC.

BD
CRD#: 27269
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/14/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/6/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/7/1998
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/3/1997
General Securities Principal Examination

Current Firm

GC
GOLDIN CAPITAL LLC
GOLDIN ASSOCIATES BROKERAGE LLC | GOLDIN CAPITAL LLC | GOLDIN CAPITAL ADVISORS LLC

CRD#: 168554 / SEC#: , 8-69316

BD
Terminated by SEC on 11/16/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 12/10/2012
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BHAVARAJU, KARTHIK VENKATACEO (NO CCO POST BDW FILING)6228899

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GOLDIN CAPITAL LLC

CRD#: 168554

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