Eric S. Shaffer
KUHN CAPITAL PARTNERS
Dallas, TX
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CRD#: 2626686
Professional summary
Eric Stanley Shaffer, CFP® is a registered financial advisor currently at KUHN CAPITAL PARTNERS located in Dallas, Texas.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Eric has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Stanley Shaffer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
March 30, 2020 - Present
KUHN CAPITAL PARTNERS
RIA
CRD#: 283028
Dallas, TX
Past
August 15, 2014 - March 23, 2020
ADVISOR RESOURCE COUNCIL
RIA
CRD#: 164109
DALLAS, TX
Past
August 12, 2014 - September 13, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
DALLAS, TX
Past
July 6, 2013 - March 19, 2014
VFG SECURITIES, INC.
BD
CRD#: 15121
PLANO, TX
Past
June 11, 2013 - March 19, 2014
VFG ADVISORS, INC.
RIA
CRD#: 150370
LOS ANGELES, CA
Past
July 26, 2006 - September 11, 2012
QUEST CAPITAL MANAGEMENT, INC.
RIA
CRD#: 114690
DALLAS, TX
Past
February 8, 2006 - September 12, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
DALLAS, TX
Past
January 1, 2002 - December 21, 2005
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
DALLAS, TX
Past
July 2, 2001 - December 21, 2005
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
September 11, 1998 - July 2, 2001
HILLTOP SECURITIES INC.
BD
CRD#: 6220
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KC
KUHN CAPITAL PARTNERS
ANDREW M. KUHN | WHITNEY-KUHN, LLC | WHITNEY PARTNERS WEALTH MANAGEMENT | STRATEGIC ASSET PRESERVATION | RUSSELL FINANCIAL, LLC | RETIREMENT FINANCIAL GROUP | PWMG | PILOTS WEALTH MANAGEMENT GROUP, LLC | PILOTS WEALTH MANAGEMENT GROUP | NEXT PHASE FINANCIAL | KUHN GROUP INVESTMENT WEALTH ADVISORS | KUHN CAPITAL PARTNERS, LLC | KUHN CAPITAL PARTNERS | KCP OPPORTUNITY FUND GP LLC | KCP ENERGY FUND GP LLC | FOCUSED COMPOUNDING CAPITAL MANAGEMENT, LLC | FOCUSED COMPOUNDING CAPITAL MANAGEMENT | EAGLE FINANCIAL SOLUTIONS | CAPITAL PRESERVATION GROUP | BUILDING EQUITIIES | BUILDING EQUITIES | BISON NATURAL RESOURCES
CRD#: 283028 / SEC#: 801-132541
RIA
Registered Investment Advisory firm - (4/25/2025 Approved)California
Registered Investment Advisory firm - (6/11/2025 Terminated)Florida
Registered Investment Advisory firm - (5/12/2025 Terminated)Illinois
Registered Investment Advisory firm - (5/12/2025 Terminated)Iowa
Registered Investment Advisory firm - (5/12/2025 Terminated)Michigan
Registered Investment Advisory firm - (5/19/2025 Terminated)Ohio
Registered Investment Advisory firm - (5/12/2025 Terminated)Texas
Registered Investment Advisory firm - (5/12/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/30/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KC
KUHN CAPITAL PARTNERS
ANDREW M. KUHN | WHITNEY-KUHN, LLC | WHITNEY PARTNERS WEALTH MANAGEMENT | STRATEGIC ASSET PRESERVATION | RUSSELL FINANCIAL, LLC | RETIREMENT FINANCIAL GROUP | PWMG | PILOTS WEALTH MANAGEMENT GROUP, LLC | PILOTS WEALTH MANAGEMENT GROUP | NEXT PHASE FINANCIAL | KUHN GROUP INVESTMENT WEALTH ADVISORS | KUHN CAPITAL PARTNERS, LLC | KUHN CAPITAL PARTNERS | KCP OPPORTUNITY FUND GP LLC | KCP ENERGY FUND GP LLC | FOCUSED COMPOUNDING CAPITAL MANAGEMENT, LLC | FOCUSED COMPOUNDING CAPITAL MANAGEMENT | EAGLE FINANCIAL SOLUTIONS | CAPITAL PRESERVATION GROUP | BUILDING EQUITIIES | BUILDING EQUITIES | BISON NATURAL RESOURCES
CRD#: 283028 / SEC#: 801-132541
RIA
Registered Investment Advisory firm - (4/25/2025 Approved)California
Registered Investment Advisory firm - (6/11/2025 Terminated)Florida
Registered Investment Advisory firm - (5/12/2025 Terminated)Illinois
Registered Investment Advisory firm - (5/12/2025 Terminated)Iowa
Registered Investment Advisory firm - (5/12/2025 Terminated)Michigan
Registered Investment Advisory firm - (5/19/2025 Terminated)Ohio
Registered Investment Advisory firm - (5/12/2025 Terminated)Texas
Registered Investment Advisory firm - (5/12/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1415 West 22nd St Ste 530, Oak Brook, IL 60523
Mailing Address
Phone number
(800) 674-3217
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 732 |
| AUM (Assets Under Management) | $ 125,847,308 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
